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A View from the Regulators: Guest Speakers from DOL, OCC, and SEC | Changing Business Landscape of Retirement Plan Products | The Regulatory Landscape: Impact of the New DOL Fiduciary Rule (Video)

This online video program was originally presented on May 13, 2016, as part of the program, "Retirement Plan Products and Services 2016: Collective Investment Trusts, Mutual Funds, and Beyond".

Speakers: Messrs. Champ, Kay, and Miller, Mss. Ennis and Lucas, Ms. Gattuso and Mr. M. Smith

Topics include:

This course is divided into segments. You will receive prompts periodically throughout the program that will advance you to the next segment. After clicking on a prompt, you can leave the course at any time and return later to continue the course at the beginning of the segment.

Total CLE: 60 minute hour - 3 | 50 minute hour - 3.6
Ethics: 60 minute hour - 0 | 50 minute hour - 0

More Information: A View from the Regulators: Guest Speakers from DOL, OCC, and SEC | Changing Business Landscape of Retirement Plan Products | The Regulatory Landscape: Impact of the New DOL Fiduciary RuleCourse Brochure Preview Preview Add to Cart Register for Course  $149.00

This online video course has been approved for MCLE credit

To review MCLE information please click here.


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