Online CLE | CLE Credits Online | Online CLE Courses | ALI-CLE.org

Online Courses

Practice Area: Securities


We currently have 20 courses in this practice area.


Regulation D Offerings and Private Placements 2018
Closing Responsibilities, Contingency Offerings, Rescission Offers, General Solicitation in Mergers and Acquisitions Transactions | Ethical Dilemmas and Cautionary Tales | Other Online Offerings- Angel List and Funders Club, Peer-to-Peer Lending, Real Estate Syndications, Crowdfunding Outside of Regulation CF

  Course Has Ethics Credit

This online video program was originally presented on March 15, 2018, as part of the ALI CLE program, "Regulation D Offerings and Private Placements 2018".

Speakers: Mr. Robbins, Ms. Anderson and Messrs. Berkeley, Martin and Robbins, Messrs. Berkeley and Robbins and Mss. Anderson and Tierney

More Information: Closing Responsibilities, Contingency Offerings, Rescission Offers, General Solicitation in Mergers and Acquisitions Transactions | Ethical Dilemmas and Cautionary Tales | Other Online Offerings- Angel List and Funders Club, Peer-to-Peer Lending, Real Estate Syndications, Crowdfunding Outside of Regulation CFCourse Brochure   More Information: Closing Responsibilities, Contingency Offerings, Rescission Offers, General Solicitation in Mergers and Acquisitions Transactions | Ethical Dilemmas and Cautionary Tales | Other Online Offerings- Angel List and Funders Club, Peer-to-Peer Lending, Real Estate Syndications, Crowdfunding Outside of Regulation CFMore Info Preview Preview Add to Cart Add to Cart  $299.00

Purchase this course in a custom CLE bundle

To review MCLE information please click here.


Regulation D Offerings and Private Placements 2018
Integration of Exempt and Other Offerings, Pre-Offerings and Parallel Marketing | Regulation A plus, Delayed and Continuous Offerings | Regulation Crowdfunding, State Crowdfunding, Intrastate-Regional Offerings and Expanded Rule 504 | Regulation S and Rule 701

This online video program was originally presented on March 15, 2018, as part of the ALI CLE program, "Regulation D Offerings and Private Placements 2018".

Speakers: Messrs. Dunn and Gomez, Ms. Anderson and Messrs. Dunn and Gomez, Mr. Gomez and Ms. Anderson, Mr. Berkeley and Robbins

More Information: Integration of Exempt and Other Offerings, Pre-Offerings and Parallel Marketing | Regulation A plus, Delayed and Continuous Offerings | Regulation Crowdfunding, State Crowdfunding, Intrastate-Regional Offerings and Expanded Rule 504 | Regulation S and Rule 701Course Brochure   More Information: Integration of Exempt and Other Offerings, Pre-Offerings and Parallel Marketing | Regulation A plus, Delayed and Continuous Offerings | Regulation Crowdfunding, State Crowdfunding, Intrastate-Regional Offerings and Expanded Rule 504 | Regulation S and Rule 701More Info Preview Preview Add to Cart Add to Cart  $299.00

Purchase this course in a custom CLE bundle

To review MCLE information please click here.


Regulation D Offerings and Private Placements 2018
Potpourri - Private Placements, Regulation D, and Exempt Offerings

This online video program was originally presented on March 15, 2018, as part of the ALI CLE program, "Regulation D Offerings and Private Placements 2018".

Speakers: Entire Faculty

More Information: Potpourri - Private Placements, Regulation D, and Exempt OfferingsCourse Brochure   More Information: Potpourri - Private Placements, Regulation D, and Exempt OfferingsMore Info Preview Preview Add to Cart Add to Cart  $299.00

Purchase this course in a custom CLE bundle

To review MCLE information please click here.


Regulation D Offerings and Private Placements 2018

  Course Has Ethics Credit

This online video program was originally presented on March 15, 2018.

Speakers: Messrs. Dunn, Martin, and Robbins, Messrs. Berkeley, Dunn, Gomez, Martin and Robbins, Messrs. Gomez, Martin and Price, Messrs. Dunn and Gomez, Ms. Anderson and Messrs. Dunn and Gomez, Mr. Gomez and Ms. Anderson, Mr. Berkeley and Robbins, Messrs. Berkeley and Price and Mss. Anderson and Mann, Ms. Mann and Mr. Kretschmer, Mr. Dunn and Ms. Tierney, Mr. Robbins, Ms. Anderson and Messrs. Berkeley, Messrs. Berkeley and Robbins and Mss. Anderson and Tierney, Entire Faculty

More Information: Regulation D Offerings and Private Placements 2018Course Brochure   More Information: Regulation D Offerings and Private Placements 2018More Info Preview Preview Add to Cart Add to Cart  $999.00

To review MCLE information please click here.


Regulation D Offerings and Private Placements 2018
Regulatory Compliance with an Evolving Regulatory Menu | Private Offerings by Serial Syndicators and Investment Funds | Resales of Restricted Securities

This online video program was originally presented on March 15, 2018, as part of the ALI CLE program, "Regulation D Offerings and Private Placements 2018".

Speakers: Messrs. Berkeley and Price and Mss. Anderson and Mann, Ms. Mann and Mr. Kretschmer, Mr. Dunn and Ms. Tierney

More Information: Regulatory Compliance with an Evolving Regulatory Menu | Private Offerings by Serial Syndicators and Investment Funds |  Resales of Restricted SecuritiesCourse Brochure   More Information: Regulatory Compliance with an Evolving Regulatory Menu | Private Offerings by Serial Syndicators and Investment Funds |  Resales of Restricted SecuritiesMore Info Preview Preview Add to Cart Add to Cart  $299.00

Purchase this course in a custom CLE bundle

To review MCLE information please click here.


Regulation D Offerings and Private Placements 2018
Statutory and Regulatory Structure, Regulation D and Initial Coin Offerings

This online video program was originally presented on March 15, 2018, as part of the ALI CLE program, "Regulation D Offerings and Private Placements 2018".

Speakers: Messrs. Dunn, Martin, and Robbins, Messrs. Berkeley, Dunn, Gomez, Martin and Robbins, Messrs. Gomez, Martin and Price

More Information: Statutory and Regulatory Structure, Regulation D and Initial Coin OfferingsCourse Brochure   More Information: Statutory and Regulatory Structure, Regulation D and Initial Coin OfferingsMore Info Preview Preview Add to Cart Add to Cart  $299.00

Purchase this course in a custom CLE bundle

To review MCLE information please click here.


Accountants' Liability 2017: Emerging Challenges Facing the Profession

  Course Has Ethics Credit

This online video program was originally presented on October 26, 2017.

Speakers: Ms. Callahan, Messrs. Clayton and Bricker, Ms. Ceynowa and Mr. Husich; Moderator: Ms. Rudolph, Mss. Munter and Rocca, Messrs. Bresnan and Modesti, Messrs. Cusick, Fetterman, Ruthberg and Stickney, Mss. Coberly and Turner and Mr. Barrett, Ms. Jacobs and Messrs. Morris and Shearer, Messrs. Eickemeyer, Herzog, and Love, Mss. Adler, Burns, and Savitt; and Mr. Keeley, Messrs. Hawke, Mejia, Mixter, and Zubairi; and Ms. McGuire, Ms. Harwood and Messrs. Campbell and Hubbell, Messrs. Warden and Weintraub, Messrs. Maloney, Schreiber, and Sorgen; and Ms. Koenigs, Messrs. Fine and Gordon; and Ms. Preheim, Messrs. Lennon and Univer; and Ms. Cave, Mr. Berger

More Information: Accountants' Liability 2017: Emerging Challenges Facing the ProfessionCourse Brochure   More Information: Accountants' Liability 2017: Emerging Challenges Facing the ProfessionMore Info Preview Preview Add to Cart Add to Cart  $999.00

To review MCLE information please click here.


Accountants' Liability 2017: Emerging Challenges Facing the Profession
Current Developments and Keynote Address | Independence Issues - The Regulators Speak | The PCAOB Inspection Program: From the Mouths of the Regulators | The PCAOB's Perspective

This online video program was originally presented on October 26, 2017, as part of the ALI CLE program, "Accountants' Liability 2017: Emerging Challenges Facing the Profession".

Speakers: Ms. Callahan, Messrs. Clayton and Bricker, Ms. Ceynowa and Mr. Husich; Moderator: Ms. Rudolph, Mss. Munter and Rocca, Messrs. Bresnan and Modesti

More Information: Current Developments and Keynote Address | Independence Issues - The Regulators Speak | The PCAOB Inspection Program: From the Mouths of the Regulators | The PCAOB's PerspectiveCourse Brochure   More Information: Current Developments and Keynote Address | Independence Issues - The Regulators Speak | The PCAOB Inspection Program: From the Mouths of the Regulators | The PCAOB's PerspectiveMore Info Preview Preview Add to Cart Add to Cart  $299.00

Purchase this course in a custom CLE bundle

To review MCLE information please click here.


Accountants' Liability 2017: Emerging Challenges Facing the Profession
Great and Not So Great Moments in Litigation | Alternative Dispute Resolution: Strategies for Meaningful Engagements | Independence Issues As Experienced From the Inside | Major GAAP and GAAS Issues and the Difficulties They Present

This online video program was originally presented on October 26, 2017, as part of the ALI CLE program, "Accountants' Liability 2017: Emerging Challenges Facing the Profession".

Speakers: Messrs. Cusick, Fetterman, Ruthberg and Stickney, Mss. Coberly and Turner and Mr. Barrett, Ms. Jacobs and Messrs. Morris and Shearer, Messrs. Eickemeyer, Herzog, and Love

More Information: Great and Not So Great Moments in Litigation | Alternative Dispute Resolution: Strategies for Meaningful Engagements | Independence Issues As Experienced From the Inside | Major GAAP and GAAS Issues and the Difficulties They PresentCourse Brochure   More Information: Great and Not So Great Moments in Litigation | Alternative Dispute Resolution: Strategies for Meaningful Engagements | Independence Issues As Experienced From the Inside | Major GAAP and GAAS Issues and the Difficulties They PresentMore Info Preview Preview Add to Cart Add to Cart  $299.00

Purchase this course in a custom CLE bundle

To review MCLE information please click here.


Accountants' Liability 2017: Emerging Challenges Facing the Profession
In-House Counsel Speak | SEC and the Profession | Emerging Issues in Accountant Litigation | Proactive Liability Prevention and Mitigation | Auditing and Accounting Issues and Substantive Defense Strategies in SEC and PCAOB Proceedings

This online video program was originally presented on October 26, 2017, as part of the ALI CLE program, "Accountants' Liability 2017: Emerging Challenges Facing the Profession".

Speakers: Mss. Adler, Burns, and Savitt; and Mr. Keeley, Messrs. Hawke, Mejia, Mixter, and Zubairi; and Ms. McGuire, Ms. Harwood and Messrs. Campbell and Hubbell, Messrs. Warden and Weintraub, Messrs. Maloney, Schreiber, and Sorgen; and Ms. Koenigs

More Information: In-House Counsel Speak | SEC and the Profession | Emerging Issues in Accountant Litigation | Proactive Liability Prevention and Mitigation | Auditing and Accounting Issues and Substantive Defense Strategies in SEC and PCAOB ProceedingsCourse Brochure   More Information: In-House Counsel Speak | SEC and the Profession | Emerging Issues in Accountant Litigation | Proactive Liability Prevention and Mitigation | Auditing and Accounting Issues and Substantive Defense Strategies in SEC and PCAOB ProceedingsMore Info Preview Preview Add to Cart Add to Cart  $299.00

Purchase this course in a custom CLE bundle

To review MCLE information please click here.


Accountants' Liability 2017: Emerging Challenges Facing the Profession
Whistleblowers and the Implications for Accounting Firms | Effectively Assessing Potential Damages in Accounting Matters | Emerging Ethical Issues

  Course Has Ethics Credit

This online video program was originally presented on October 26, 2017, as part of the ALI CLE program, "Accountants' Liability 2017: Emerging Challenges Facing the Profession".

Speakers: Messrs. Fine and Gordon; and Ms. Preheim, Messrs. Lennon and Univer; and Ms. Cave, Mr. Berger

More Information: Whistleblowers and the Implications for Accounting Firms | Effectively Assessing Potential Damages in Accounting Matters | Emerging Ethical IssuesCourse Brochure   More Information: Whistleblowers and the Implications for Accounting Firms | Effectively Assessing Potential Damages in Accounting Matters | Emerging Ethical IssuesMore Info Preview Preview Add to Cart Add to Cart  $299.00

Purchase this course in a custom CLE bundle

To review MCLE information please click here.


Securities and Shareholder Litigation 2017: Cutting-Edge Developments, Planning, and Strategy
Developments in Securities Class Actions and Delaware Shareholder Litigation

This online video program was originally presented on October 3, 2017, as part of the ALI CLE program, "Securities and Shareholder Litigation 2017: Cutting-Edge Developments, Planning, and Strategy".

Speakers: Mr. Pastuszenski; Mr. Hakki; Ms. Sheppard; Ms. Tadler; Mr. Bernstein; Mr. Zweifach; Mr. Gross; Ms. Kotler; Mr. Graziano; Mr. Roeser; Dr. Crew, Vice Chancellor Joseph R. Slights III; Justice Jacobs; Ms. Mackintosh; Mr. Nachbar; Mr. Markel; Mr. Pastuszenski (Moderator)

More Information: Developments in Securities Class Actions and Delaware Shareholder LitigationCourse Brochure   More Information: Developments in Securities Class Actions and Delaware Shareholder LitigationMore Info Preview Preview Add to Cart Add to Cart  $299.00

Purchase this course in a custom CLE bundle

To review MCLE information please click here.


Securities and Shareholder Litigation 2017: Cutting-Edge Developments, Planning, and Strategy
Regulatory Enforcement of the Securities Laws: Ethical Issues Associated With Internal and Government Investigations | Through the Eyes of In-House Counsel: Inside Perspectives on the Securities Litigation Landscape

  Course Has Ethics Credit

This online video program was originally presented on October 3, 2017, as part of the ALI CLE program, "Securities and Shareholder Litigation 2017: Cutting-Edge Developments, Planning, and Strategy".

Speakers: Mr. Carlin; Ms. Mehraban; Mr. Schonfeld; Mr. Roeser (Moderator), Ms. Vaughn; Ms. Waechter; Mr. Winnick; Mr. Salama; Mr. Lubeley; Mr. Pastuszenski (Moderator)

More Information: Regulatory Enforcement of the Securities Laws: Ethical Issues Associated With Internal and Government Investigations | Through the Eyes of In-House Counsel: Inside Perspectives on the Securities Litigation LandscapeCourse Brochure   More Information: Regulatory Enforcement of the Securities Laws: Ethical Issues Associated With Internal and Government Investigations | Through the Eyes of In-House Counsel: Inside Perspectives on the Securities Litigation LandscapeMore Info Preview Preview Add to Cart Add to Cart  $299.00

Purchase this course in a custom CLE bundle

To review MCLE information please click here.


Securities and Shareholder Litigation 2017: Cutting-Edge Developments, Planning, and Strategy

  Course Has Ethics Credit

This online video program was originally presented on October 3, 2017.

Speakers: Mr. Pastuszenski; Mr. Hakki; Ms. Sheppard; Ms. Tadler; Mr. Bernstein; Mr. Zweifach; Mr. Gross; Ms. Kotler; Mr. Graziano; Mr. Roeser; Dr. Crew, Vice Chancellor Joseph R. Slights III; Justice Jacobs; Ms. Mackintosh; Mr. Nachbar; Mr. Markel; Mr. Pastuszenski (Moderator), Mr. Carlin; Ms. Mehraban; Mr. Schonfeld; Mr. Roeser (Moderator), Ms. Vaughn; Ms. Waechter; Mr. Winnick; Mr. Salama; Mr. Lubeley; Mr. Pastuszenski (Moderator)

More Information: Securities and Shareholder Litigation 2017: Cutting-Edge Developments, Planning, and StrategyCourse Brochure   More Information: Securities and Shareholder Litigation 2017: Cutting-Edge Developments, Planning, and StrategyMore Info Preview Preview Add to Cart Add to Cart  $559.00

To review MCLE information please click here.


Whistleblower Law: Attorney-Client Privilege and Other Lessons from Bio-Rad

  Course Has Ethics Credit

This online audio program was originally presented on September 13, 2017.

Speakers: Robert E. Hauberg, Jr., Lisa J. Banks, and Jason C. Schwartz

More Information: Whistleblower Law: Attorney-Client Privilege and Other Lessons from Bio-RadCourse Brochure   More Information: Whistleblower Law: Attorney-Client Privilege and Other Lessons from Bio-RadMore Info Preview Preview Add to Cart Add to Cart  $199.00

Purchase this course in a custom CLE bundle

To review MCLE information please click here.


Preparing for the CEO Pay Ratio Disclosure Rule: Overcoming Key Challenges

This online audio program was originally presented on August 9, 2017.

Speakers: Mark A. Borges and Maia Gez

More Information: Preparing for the CEO Pay Ratio Disclosure Rule: Overcoming Key ChallengesCourse Brochure   More Information: Preparing for the CEO Pay Ratio Disclosure Rule: Overcoming Key ChallengesMore Info Preview Preview Add to Cart Add to Cart  $199.00

Purchase this course in a custom CLE bundle

To review MCLE information please click here.


SEC in 2017 - What's Next? SEC Veterans Weigh In

This online audio program was originally presented on March 9, 2017.

Speakers: Jay G. Baris, Andrew J. “Buddy” Donohue, Roberta Karmel, Robert Khuzami, Troy Paredes

More Information: SEC in 2017 - What's Next? SEC Veterans Weigh InCourse Brochure   More Information: SEC in 2017 - What's Next? SEC Veterans Weigh InMore Info Preview Preview Add to Cart Add to Cart  $199.00

Purchase this course in a custom CLE bundle

To review MCLE information please click here.


Retirement Plan Products and Services 2016: Collective Investment Trusts, Mutual Funds, and Beyond
A View from the Regulators: Guest Speakers from DOL, OCC, and SEC | Changing Business Landscape of Retirement Plan Products | The Regulatory Landscape: Impact of the New DOL Fiduciary Rule

This online video program was originally presented on May 13, 2016, as part of the ALI CLE program, "Retirement Plan Products and Services 2016: Collective Investment Trusts, Mutual Funds, and Beyond".

Speakers: Messrs. Champ, Kay, and Miller, Mss. Ennis and Lucas, Ms. Gattuso and Mr. M. Smith

More Information: A View from the Regulators: Guest Speakers from DOL, OCC, and SEC | Changing Business Landscape of Retirement Plan Products | The Regulatory Landscape: Impact of the New DOL Fiduciary RuleCourse Brochure   More Information: A View from the Regulators: Guest Speakers from DOL, OCC, and SEC | Changing Business Landscape of Retirement Plan Products | The Regulatory Landscape: Impact of the New DOL Fiduciary RuleMore Info Preview Preview Add to Cart Add to Cart  $149.00

Purchase this course in a custom CLE bundle

To review MCLE information please click here.


Retirement Plan Products and Services 2016: Collective Investment Trusts, Mutual Funds, and Beyond
Litigation Update | Collective Trust Funds | Mutual Funds and Annuities in the Retirement Marketplace

This online video program was originally presented on May 13, 2016, as part of the ALI CLE program, "Retirement Plan Products and Services 2016: Collective Investment Trusts, Mutual Funds, and Beyond".

Speakers: Mr. Fleckner, Messrs. Horn and D. Smith, Messrs. Kirsch, Melius, and D. Smith

More Information: Litigation Update | Collective Trust Funds | Mutual Funds and Annuities in the Retirement MarketplaceCourse Brochure   More Information: Litigation Update | Collective Trust Funds | Mutual Funds and Annuities in the Retirement MarketplaceMore Info Preview Preview Add to Cart Add to Cart  $149.00

Purchase this course in a custom CLE bundle

To review MCLE information please click here.


Retirement Plan Products and Services: Collective Investment Trusts, Mutual Funds, and Beyond

This online video program was originally presented on May 13, 2016.

Speakers: Messrs. Champ, Kay, and Miller, Mss. Ennis and Lucas, Ms. Gattuso and Mr. M. Smith, Mr. Fleckner, Messrs. Horn and D. Smith, Messrs. Kirsch, Melius, and D. Smith

More Information: Retirement Plan Products and Services: Collective Investment Trusts, Mutual Funds, and BeyondCourse Brochure   More Information: Retirement Plan Products and Services: Collective Investment Trusts, Mutual Funds, and BeyondMore Info Preview Preview Add to Cart Add to Cart  $249.00

Purchase this course in a custom CLE bundle

To review MCLE information please click here.




Back to TopBack to Top

Course credit will vary; specific information about MCLE credit is included in each course description. For general information about credit for online CLE in your state, go to ALI CLE's MCLE Information web page.