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Online Courses

Practice Area: Securities


We currently have 30 courses in this practice area. Next Next


Accountants' Liability 2017: Emerging Challenges Facing the Profession

  Course Has Ethics Credit

This online video program was originally presented on October 26, 2017.

Speakers: Ms. Callahan, Messrs. Clayton and Bricker, Ms. Ceynowa and Mr. Husich; Moderator: Ms. Rudolph, Mss. Munter and Rocca, Messrs. Bresnan and Modesti, Messrs. Cusick, Fetterman, Ruthberg and Stickney, Mss. Coberly and Turner and Mr. Barrett, Ms. Jacobs and Messrs. Morris and Shearer, Messrs. Eickemeyer, Herzog, and Love, Mss. Adler, Burns, and Savitt; and Mr. Keeley, Messrs. Hawke, Mejia, Mixter, and Zubairi; and Ms. McGuire, Ms. Harwood and Messrs. Campbell and Hubbell, Messrs. Warden and Weintraub, Messrs. Maloney, Schreiber, and Sorgen; and Ms. Koenigs, Messrs. Fine and Gordon; and Ms. Preheim, Messrs. Lennon and Univer; and Ms. Cave, Mr. Berger

More Information: Accountants' Liability 2017: Emerging Challenges Facing the ProfessionCourse Brochure   More Information: Accountants' Liability 2017: Emerging Challenges Facing the ProfessionMore Info Preview Preview Add to Cart Add to Cart  $999.00

To review MCLE information please click here.


Accountants' Liability 2017: Emerging Challenges Facing the Profession
Current Developments and Keynote Address | Independence Issues - The Regulators Speak | The PCAOB Inspection Program: From the Mouths of the Regulators | The PCAOB's Perspective

This online video program was originally presented on October 26, 2017, as part of the ALI CLE program, "Accountants' Liability 2017: Emerging Challenges Facing the Profession".

Speakers: Ms. Callahan, Messrs. Clayton and Bricker, Ms. Ceynowa and Mr. Husich; Moderator: Ms. Rudolph, Mss. Munter and Rocca, Messrs. Bresnan and Modesti

More Information: Current Developments and Keynote Address | Independence Issues - The Regulators Speak | The PCAOB Inspection Program: From the Mouths of the Regulators | The PCAOB's PerspectiveCourse Brochure   More Information: Current Developments and Keynote Address | Independence Issues - The Regulators Speak | The PCAOB Inspection Program: From the Mouths of the Regulators | The PCAOB's PerspectiveMore Info Preview Preview Add to Cart Add to Cart  $299.00

Purchase this course in a custom CLE bundle

To review MCLE information please click here.


Accountants' Liability 2017: Emerging Challenges Facing the Profession
Great and Not So Great Moments in Litigation | Alternative Dispute Resolution: Strategies for Meaningful Engagements | Independence Issues As Experienced From the Inside | Major GAAP and GAAS Issues and the Difficulties They Present

This online video program was originally presented on October 26, 2017, as part of the ALI CLE program, "Accountants' Liability 2017: Emerging Challenges Facing the Profession".

Speakers: Messrs. Cusick, Fetterman, Ruthberg and Stickney, Mss. Coberly and Turner and Mr. Barrett, Ms. Jacobs and Messrs. Morris and Shearer, Messrs. Eickemeyer, Herzog, and Love

More Information: Great and Not So Great Moments in Litigation | Alternative Dispute Resolution: Strategies for Meaningful Engagements | Independence Issues As Experienced From the Inside | Major GAAP and GAAS Issues and the Difficulties They PresentCourse Brochure   More Information: Great and Not So Great Moments in Litigation | Alternative Dispute Resolution: Strategies for Meaningful Engagements | Independence Issues As Experienced From the Inside | Major GAAP and GAAS Issues and the Difficulties They PresentMore Info Preview Preview Add to Cart Add to Cart  $299.00

Purchase this course in a custom CLE bundle

To review MCLE information please click here.


Accountants' Liability 2017: Emerging Challenges Facing the Profession
In-House Counsel Speak | SEC and the Profession | Emerging Issues in Accountant Litigation | Proactive Liability Prevention and Mitigation | Auditing and Accounting Issues and Substantive Defense Strategies in SEC and PCAOB Proceedings

This online video program was originally presented on October 26, 2017, as part of the ALI CLE program, "Accountants' Liability 2017: Emerging Challenges Facing the Profession".

Speakers: Mss. Adler, Burns, and Savitt; and Mr. Keeley, Messrs. Hawke, Mejia, Mixter, and Zubairi; and Ms. McGuire, Ms. Harwood and Messrs. Campbell and Hubbell, Messrs. Warden and Weintraub, Messrs. Maloney, Schreiber, and Sorgen; and Ms. Koenigs

More Information: In-House Counsel Speak | SEC and the Profession | Emerging Issues in Accountant Litigation | Proactive Liability Prevention and Mitigation | Auditing and Accounting Issues and Substantive Defense Strategies in SEC and PCAOB ProceedingsCourse Brochure   More Information: In-House Counsel Speak | SEC and the Profession | Emerging Issues in Accountant Litigation | Proactive Liability Prevention and Mitigation | Auditing and Accounting Issues and Substantive Defense Strategies in SEC and PCAOB ProceedingsMore Info Preview Preview Add to Cart Add to Cart  $299.00

Purchase this course in a custom CLE bundle

To review MCLE information please click here.


Accountants' Liability 2017: Emerging Challenges Facing the Profession
Whistleblowers and the Implications for Accounting Firms | Effectively Assessing Potential Damages in Accounting Matters | Emerging Ethical Issues

  Course Has Ethics Credit

This online video program was originally presented on October 26, 2017, as part of the ALI CLE program, "Accountants' Liability 2017: Emerging Challenges Facing the Profession".

Speakers: Messrs. Fine and Gordon; and Ms. Preheim, Messrs. Lennon and Univer; and Ms. Cave, Mr. Berger

More Information: Whistleblowers and the Implications for Accounting Firms | Effectively Assessing Potential Damages in Accounting Matters | Emerging Ethical IssuesCourse Brochure   More Information: Whistleblowers and the Implications for Accounting Firms | Effectively Assessing Potential Damages in Accounting Matters | Emerging Ethical IssuesMore Info Preview Preview Add to Cart Add to Cart  $299.00

Purchase this course in a custom CLE bundle

To review MCLE information please click here.


Securities and Shareholder Litigation 2017: Cutting-Edge Developments, Planning, and Strategy
Developments in Securities Class Actions and Delaware Shareholder Litigation

This online video program was originally presented on October 3, 2017, as part of the ALI CLE program, "Securities and Shareholder Litigation 2017: Cutting-Edge Developments, Planning, and Strategy".

Speakers: Mr. Pastuszenski; Mr. Hakki; Ms. Sheppard; Ms. Tadler; Mr. Bernstein; Mr. Zweifach; Mr. Gross; Ms. Kotler; Mr. Graziano; Mr. Roeser; Dr. Crew, Vice Chancellor Joseph R. Slights III; Justice Jacobs; Ms. Mackintosh; Mr. Nachbar; Mr. Markel; Mr. Pastuszenski (Moderator)

More Information: Developments in Securities Class Actions and Delaware Shareholder LitigationCourse Brochure   More Information: Developments in Securities Class Actions and Delaware Shareholder LitigationMore Info Preview Preview Add to Cart Add to Cart  $299.00

Purchase this course in a custom CLE bundle

To review MCLE information please click here.


Securities and Shareholder Litigation 2017: Cutting-Edge Developments, Planning, and Strategy
Regulatory Enforcement of the Securities Laws: Ethical Issues Associated With Internal and Government Investigations | Through the Eyes of In-House Counsel: Inside Perspectives on the Securities Litigation Landscape

  Course Has Ethics Credit

This online video program was originally presented on October 3, 2017, as part of the ALI CLE program, "Securities and Shareholder Litigation 2017: Cutting-Edge Developments, Planning, and Strategy".

Speakers: Mr. Carlin; Ms. Mehraban; Mr. Schonfeld; Mr. Roeser (Moderator), Ms. Vaughn; Ms. Waechter; Mr. Winnick; Mr. Salama; Mr. Lubeley; Mr. Pastuszenski (Moderator)

More Information: Regulatory Enforcement of the Securities Laws: Ethical Issues Associated With Internal and Government Investigations | Through the Eyes of In-House Counsel: Inside Perspectives on the Securities Litigation LandscapeCourse Brochure   More Information: Regulatory Enforcement of the Securities Laws: Ethical Issues Associated With Internal and Government Investigations | Through the Eyes of In-House Counsel: Inside Perspectives on the Securities Litigation LandscapeMore Info Preview Preview Add to Cart Add to Cart  $299.00

Purchase this course in a custom CLE bundle

To review MCLE information please click here.


Securities and Shareholder Litigation 2017: Cutting-Edge Developments, Planning, and Strategy

  Course Has Ethics Credit

This online video program was originally presented on October 3, 2017.

Speakers: Mr. Pastuszenski; Mr. Hakki; Ms. Sheppard; Ms. Tadler; Mr. Bernstein; Mr. Zweifach; Mr. Gross; Ms. Kotler; Mr. Graziano; Mr. Roeser; Dr. Crew, Vice Chancellor Joseph R. Slights III; Justice Jacobs; Ms. Mackintosh; Mr. Nachbar; Mr. Markel; Mr. Pastuszenski (Moderator), Mr. Carlin; Ms. Mehraban; Mr. Schonfeld; Mr. Roeser (Moderator), Ms. Vaughn; Ms. Waechter; Mr. Winnick; Mr. Salama; Mr. Lubeley; Mr. Pastuszenski (Moderator)

More Information: Securities and Shareholder Litigation 2017: Cutting-Edge Developments, Planning, and StrategyCourse Brochure   More Information: Securities and Shareholder Litigation 2017: Cutting-Edge Developments, Planning, and StrategyMore Info Preview Preview Add to Cart Add to Cart  $559.00

To review MCLE information please click here.


Whistleblower Law: Attorney-Client Privilege and Other Lessons from Bio-Rad

  Course Has Ethics Credit

This online audio program was originally presented on September 13, 2017.

Speakers: Robert E. Hauberg, Jr., Lisa J. Banks, and Jason C. Schwartz

More Information: Whistleblower Law: Attorney-Client Privilege and Other Lessons from Bio-RadCourse Brochure   More Information: Whistleblower Law: Attorney-Client Privilege and Other Lessons from Bio-RadMore Info Preview Preview Add to Cart Add to Cart  $199.00

Purchase this course in a custom CLE bundle

To review MCLE information please click here.


Preparing for the CEO Pay Ratio Disclosure Rule: Overcoming Key Challenges

This online audio program was originally presented on August 9, 2017.

Speakers: Mark A. Borges and Maia Gez

More Information: Preparing for the CEO Pay Ratio Disclosure Rule: Overcoming Key ChallengesCourse Brochure   More Information: Preparing for the CEO Pay Ratio Disclosure Rule: Overcoming Key ChallengesMore Info Preview Preview Add to Cart Add to Cart  $199.00

Purchase this course in a custom CLE bundle

To review MCLE information please click here.


Regulation D Offerings and Private Placements 2017
Integration of Exempt and Other Offerings | On the Regulatory Menu: Regulation Crowdfunding; Regulation A+; Delayed and Continuous Offerings; State Crowdfunding, IntrastateRegional Offerings and Expanded Rule 504 and the Death of Rule 505; Regulation S; Rule 701

This online video program was originally presented on March 16, 2017, as part of the ALI CLE program, "Regulation D Offerings and Private Placements 2017".

Speakers: Messrs. Dunn and Gomez, Ms. Seidt and Messrs. Gomez, Martin and Price, Ms. Anderson and Messrs. Dunn and Gomez, Mr. Gomez and Mss. Anderson and Seidt, Mr. Berkeley and Mr. Robbins

More Information: Integration of Exempt and Other Offerings | On the Regulatory Menu: Regulation Crowdfunding; Regulation A+; Delayed and Continuous Offerings; State Crowdfunding, IntrastateRegional Offerings and Expanded Rule 504 and the Death of Rule 505; Regulation S; Rule 701Course Brochure   More Information: Integration of Exempt and Other Offerings | On the Regulatory Menu: Regulation Crowdfunding; Regulation A+; Delayed and Continuous Offerings; State Crowdfunding, IntrastateRegional Offerings and Expanded Rule 504 and the Death of Rule 505; Regulation S; Rule 701More Info Preview Preview Add to Cart Add to Cart  $299.00

Purchase this course in a custom CLE bundle

To review MCLE information please click here.


Regulation D Offerings and Private Placements

  Course Has Ethics Credit

This online video program was originally presented on March 16, 2017.

Speakers: Messrs. Dunn, Martin, and Robbins, Messrs. Berkeley, Dunn, Gomez, Martin and Robbins, Messrs. Dunn and Gomez, Ms. Seidt and Messrs. Gomez, Martin and Price, Ms. Anderson and Messrs. Dunn and Gomez, Mr. Gomez and Mss. Anderson and Seidt, Mr. Berkeley and Mr. Robbins, Messrs. Berkeley and Price and Mss. Anderson and Seidt, Messrs. Kretschmer and Souza, Mr. Dunn and Ms. Tierney, Mr. Robbins, Messrs. Martin and Robbins and Mss. Anderson and Seidt, and Robbins and Mss. Anderson and Tierney, Entire Faculty

More Information: Regulation D Offerings and Private PlacementsCourse Brochure   More Information: Regulation D Offerings and Private PlacementsMore Info Preview Preview Add to Cart Add to Cart  $999.00

To review MCLE information please click here.


SEC in 2017 - What's Next? SEC Veterans Weigh In

This online audio program was originally presented on March 9, 2017.

Speakers: Jay G. Baris, Andrew J. “Buddy” Donohue, Roberta Karmel, Robert Khuzami, Troy Paredes

More Information: SEC in 2017 - What's Next? SEC Veterans Weigh InCourse Brochure   More Information: SEC in 2017 - What's Next? SEC Veterans Weigh InMore Info Preview Preview Add to Cart Add to Cart  $199.00

Purchase this course in a custom CLE bundle

To review MCLE information please click here.


Life Insurance Company Products 2016: Featuring Current SEC, FINRA, Insurance, Tax, and ERISA Regulatory and Compliance Issues
Keynote Address | Evolving Capital Standards for Life Insurers and Their Effect on the Industry and Its Products | Recent Significant Litigation Challenging Federal Regulation of the Insurance and Financial Services Industries | Current SEC Examination Priorities

This online video program was originally presented on November 2, 2016, as part of the ALI CLE program, "Life Insurance Company Products 2016: Featuring Current SEC, FINRA, Insurance, Tax, and ERISA Regulatory and Compliance Issues".

Speakers: David W. Grim, Mss. Kappler and Shaff; Messrs. Lyons and Sells, Messrs. Ogden, Tayrani, and Wilkerson, Ms. Kelly; Messrs. Cohen and Joire

More Information: Keynote Address | Evolving Capital Standards for Life Insurers and Their Effect on the Industry and Its Products | Recent Significant Litigation Challenging Federal Regulation of the Insurance and Financial Services Industries | Current SEC Examination PrioritiesCourse Brochure   More Information: Keynote Address | Evolving Capital Standards for Life Insurers and Their Effect on the Industry and Its Products | Recent Significant Litigation Challenging Federal Regulation of the Insurance and Financial Services Industries | Current SEC Examination PrioritiesMore Info Preview Preview Add to Cart Add to Cart  $299.00

Purchase this course in a custom CLE bundle

To review MCLE information please click here.


Life Insurance Company Products 2016: Featuring Current SEC FINRA, Insurance, Tax, and ERISA Regulatory and Compliance Issues

  Course Has Ethics Credit

This online video program was originally presented on November 2, 2016.

Speakers: Ms. Clark; Messrs. Hershey and Young, Messrs. Caucci, Pfeifer, and Stuenkel, Mss. Ghaferi and Kent; Messrs. Giordano, Kotapish, and Marchesani, Ms. Hopper; Messrs. A. Kelly and Topetzes, Ms. Keating; Messrs. Gunderson, Hauser, Morrison, and Smith, Messrs. Weller, Griffin and Iwry, Mr. Jenkins; Mss. Black and Hyde, David W. Grim, Mss. Kappler and Shaff; Messrs. Lyons and Sells, Messrs. Ogden, Tayrani, and Wilkerson, Ms. Kelly; Messrs. Cohen and Joire, Mss. Blizzard and Epstein; Messrs. Davidson and Murphy, Mr. Das and Ms. Wingler

More Information: Life Insurance Company Products 2016: Featuring Current SEC FINRA, Insurance, Tax, and ERISA Regulatory and Compliance IssuesCourse Brochure   More Information: Life Insurance Company Products 2016: Featuring Current SEC FINRA, Insurance, Tax, and ERISA Regulatory and Compliance IssuesMore Info Preview Preview Add to Cart Add to Cart  $999.00

To review MCLE information please click here.


Life Insurance Company Products 2016: Featuring Current SEC, FINRA, Insurance, Tax, and ERISA Regulatory and Compliance Issues
Recent Regulatory and Litigation Developments Affecting Underlying Mutual Funds | Key Recent FINRA Developments Affecting the Marketing and Distribution of Insurance Products

This online video program was originally presented on November 2, 2016, as part of the ALI CLE program, "Life Insurance Company Products 2016: Featuring Current SEC, FINRA, Insurance, Tax, and ERISA Regulatory and Compliance Issues".

Speakers: Mss. Blizzard and Epstein; Messrs. Davidson and Murphy, Mr. Das and Ms. Wingler

More Information: Recent Regulatory and Litigation Developments Affecting Underlying Mutual Funds | Key Recent FINRA Developments Affecting the Marketing and Distribution of Insurance ProductsCourse Brochure   More Information: Recent Regulatory and Litigation Developments Affecting Underlying Mutual Funds | Key Recent FINRA Developments Affecting the Marketing and Distribution of Insurance ProductsMore Info Preview Preview Add to Cart Add to Cart  $299.00

Purchase this course in a custom CLE bundle

To review MCLE information please click here.


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Course credit will vary; specific information about MCLE credit is included in each course description. For general information about credit for online CLE in your state, go to ALI CLE's MCLE Information web page.