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Insurance and Securities Compliance: Examination Update and Best Practices

Original Date(s): November 8-9, 2007
Segment Runtime: 01:10:10
Speakers: Linda E. Senker, Margaret Sperry, Jeffrey P. Halperin, John H. Walsh,

The audio file contains the following coursebook chapters and/or handouts:

Chapter: Conflicts of Interest and Compliance Risk Management

Chapter: Fixed/Non-Registered Products and Variable/Registered Products: Changing Role of Insurer Compliance

Chapter: Insurance Company Anti-Money Laundering Program Requirements and One Company's Examination Experience

More Information: Insurance and Securities Compliance: Examination Update and Best PracticesCourse Brochure Preview Preview Add to Cart Buy MP3  $119.00


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