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Mutual Funds and Advisers: Rule 12b-1, Litigation, and Other Recent Developments

Original Date(s): November 8-9, 2007
Segment Runtime: 01:20:48
Speakers: Kathryn B. McGrath, William J. Kotapish, Sean M. Murphy, Robert E. Plaze

The audio file contains the following coursebook chapters and/or handouts:

Chapter: Recent Developments in Litigation Under the Investment Company Act of 1940

Chapter: Cash Sweep Arrangements Under SEC Rules 12d1-1 and 2a-7

More Information: Mutual Funds and Advisers: Rule 12b-1, Litigation, and Other Recent DevelopmentsCourse Brochure Preview Preview Add to Cart Buy MP3  $119.00


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