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Insurance Product Distribution and Marketing: Advertising Developments, Financial Planning Challenges, and Recent Litigation

Original Date(s): November 8-9, 2007
Segment Runtime: 01:25:51
Speakers: Shaunda Patterson-Strachan, Amy C. Sochard, Timothy J. Gerend, Carl B. Wilkerson

The audio file contains the following coursebook chapters and/or handouts:

Chapter: Challenges and Opportunities Presented by SEC Rule 202(a)11-1

Chapter: The Status of Broker-Dealers Engaged in Investment Advisory Functions: Muddy Waters Slowly Clearing

Chapter: A Digest of Reported FINRA Disciplinary Actions Involving Variable Annuities, Variable Life Insurance and Mutual Funds Between July 2006 and June 2007

Handout: PPT3-Patterson-Strachan-DC01_189719_1 (2).PPT

Handout: PPT4-Sochard-07 ALI-ABA Sochard.ppt

Handout: PPT5-Gerend-304218_1.PPT

Handout: Patterson-Strachan-ALI-ABA- Updated Version - Recent Devopments in Annuity Enforcement Actions and Litigation.pdf

More Information: Insurance Product Distribution and Marketing: Advertising Developments, Financial Planning Challenges, and Recent LitigationCourse Brochure Preview Preview Add to Cart Buy MP3  $119.00


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