Online CLE | CLE Credits Online | Online CLE Courses | ALI-CLE.org

Online Courses

Practice Area:


We currently have 68 MP3s in this practice area. Next Next


Conceptual Statutory and Regulatory Background and Structure

From the ALI CLE program, "Regulation D Offerings and Private Placements 2018" (March 15. 2018)

Original Date(s): March 15-17, 2018
Segment Runtime: 01:03:57
Speakers: Messrs. Dunn, Martin, and Robbins

Includes the following course materials:

  • Unregistered Offerings of Securities

More Information: Conceptual Statutory and Regulatory Background and StructureMore Info Preview Preview Add to Cart - Conceptual Statutory and Regulatory Background and Structure Buy MP3  $129.00


Ethical Dilemmas and Cautionary Tales

From the ALI CLE program, "Regulation D Offerings and Private Placements 2018" (March 15. 2018)

Original Date(s): March 15-17, 2018
Segment Runtime: 01:13:48
Speakers: Ms. Anderson and Messrs. Berkeley, Martin and Robbins

Includes the following course materials:

  • Coordinated Review of Tier One Offerings under Regulation A
  • Intrastate Crowdfunding Laws
  • Intrastate Crowdfunding Laws Chart (as of February 8, 2018)
  • NASAA Intrastate Crowdfunding Update (September 25, 2017)

More Information: Ethical Dilemmas and Cautionary TalesMore Info Preview Preview Add to Cart - Ethical Dilemmas and Cautionary Tales Buy MP3  $129.00


Initial Coin Offerings

From the ALI CLE program, "Regulation D Offerings and Private Placements 2018" (March 15. 2018)

Original Date(s): March 15-17, 2018
Segment Runtime: 01:15:34
Speakers: Messrs. Gomez, Martin and Price

Includes the following course materials:

  • Appendix

More Information: Initial Coin OfferingsMore Info Preview Preview Add to Cart - Initial Coin Offerings Buy MP3  $129.00


Integration of Exempt and Other Offerings, Pre-Offerings and Parallel Marketing

From the ALI CLE program, "Regulation D Offerings and Private Placements 2018" (March 15. 2018)

Original Date(s): March 15-17, 2018
Segment Runtime: 45:15
Speakers: Messrs. Dunn and Gomez

Includes the following course materials:

  • Limitations on Manner of Offering under Regulation D

More Information: Integration of Exempt and Other Offerings, Pre-Offerings and Parallel MarketingMore Info Preview Preview Add to Cart - Integration of Exempt and Other Offerings, Pre-Offerings and Parallel Marketing Buy MP3  $119.00


Other Online Offerings- Angel List and Funders Club, Peer-to-Peer Lending, Real Estate Syndications, Crowdfunding Outside of Regulation CF

From the ALI CLE program, "Regulation D Offerings and Private Placements 2018" (March 15. 2018)

Original Date(s): March 15-17, 2018
Segment Runtime: 49:21
Speakers: Messrs. Berkeley and Robbins and Mss. Anderson and Tierney

Includes the following course materials:

  • Coordinated Review FAQs
  • NASAA 2017 Enforcement Report
  • NASAA Coordinated Review of Regulation A Offerings Review Protocol (Adopted March 7, 2014)
  • NASAA Intrastate Crowdfunding Update (September 25, 2017)

More Information: Other Online Offerings- Angel List and Funders Club, Peer-to-Peer Lending, Real Estate Syndications, Crowdfunding Outside of Regulation CFMore Info Preview Preview Add to Cart - Other Online Offerings- Angel List and Funders Club, Peer-to-Peer Lending, Real Estate Syndications, Crowdfunding Outside of Regulation CF Buy MP3  $119.00


Potpourri - Private Placements, Regulation D, and Exempt Offerings

From the ALI CLE program, "Regulation D Offerings and Private Placements 2018" (March 15. 2018)

Original Date(s): March 15-17, 2018
Segment Runtime: 02:06:18
Speakers: Entire Faculty

Includes the following course materials:

  • Appendix

More Information: Potpourri - Private Placements, Regulation D, and Exempt OfferingsMore Info Preview Preview Add to Cart - Potpourri - Private Placements, Regulation D, and Exempt Offerings Buy MP3  $179.00


Private Offerings by Serial Syndicators and Investment Funds

From the ALI CLE program, "Regulation D Offerings and Private Placements 2018" (March 15. 2018)

Original Date(s): March 15-17, 2018
Segment Runtime: 37:01
Speakers: Ms. Mann and Mr. Kretschmer

Includes the following course materials:

  • Private Fund Capital Partners, I, LP Subscription Booklet for Limited Partner Interests
  • Private Offerings by Private Investment Funds

More Information: Private Offerings by Serial Syndicators and Investment FundsMore Info Preview Preview Add to Cart - Private Offerings by Serial Syndicators and Investment Funds Buy MP3  $119.00


Regulation D

From the ALI CLE program, "Regulation D Offerings and Private Placements 2018" (March 15. 2018)

Original Date(s): March 15-17, 2018
Segment Runtime: 23:38
Speakers: Messrs. Berkeley, Dunn, Gomez, Martin and Robbins

Includes the following course materials:

  • Coordinated Review of Tier One Offerings under Regulation A
  • Frequently asked questions about the Resales of Restricted Securities
  • Materiality, Informal Disclosure, Soft Information, and Forward Looking Statements under Securities Laws
  • Practical Considerations on the Exemptions to Facilitate Intrastate and Regional Securities Offerings
  • Use of 'Finders' to Locate Purchasers in Private Placements and Targets or Acquirors in Private M&A Transactions

More Information: Regulation DMore Info Preview Preview Add to Cart - Regulation D Buy MP3  $109.00


Regulatory Compliance- Requirements and Issues Presented by Evolving Regulatory Menu

From the ALI CLE program, "Regulation D Offerings and Private Placements 2018" (March 15. 2018)

Original Date(s): March 15-17, 2018
Segment Runtime: 01:30:52
Speakers: Messrs. Berkeley and Price and Mss. Anderson and Mann

Includes the following course materials:

  • Department of Enforcement v. Red River Securities, LLC (CRD No. 149860), and Brian Keith Hardwick (CRD No. 4522460)
  • Executive Summaries: Regulatory Notices

More Information: Regulatory Compliance- Requirements and Issues Presented by Evolving Regulatory MenuMore Info Preview Preview Add to Cart - Regulatory Compliance- Requirements and Issues Presented by Evolving Regulatory Menu Buy MP3  $149.00


Regulatory Menu- Regulation A plus, Delayed and Continuous Offerings

From the ALI CLE program, "Regulation D Offerings and Private Placements 2018" (March 15. 2018)

Original Date(s): March 15-17, 2018
Segment Runtime: 44:22
Speakers: Ms. Anderson and Messrs. Dunn and Gomez

Includes the following course materials:

  • Can Regulation A+ Succeed Where Regulation A Failed?
  • Practical Implications of the JOBS Act Changes to Private Placements: Rule 506(c), Crowdfunding, and Reg A+
  • Some Things You Ought to Know About Crowdfunding What it Is and What it Isn't

More Information: Regulatory Menu- Regulation A plus, Delayed and Continuous OfferingsMore Info Preview Preview Add to Cart - Regulatory Menu- Regulation A plus, Delayed and Continuous Offerings Buy MP3  $119.00


Regulatory Menu- Regulation Crowdfunding, State Crowdfunding, Intrastate-Regional Offerings and Expanded Rule 504

From the ALI CLE program, "Regulation D Offerings and Private Placements 2018" (March 15. 2018)

Original Date(s): March 15-17, 2018
Segment Runtime: 28:55
Speakers: Mr. Gomez and Ms. Anderson

Includes the following course materials:

  • Practical Considerations on the Exemptions to Facilitate Intrastate and Regional Securities Offerings

More Information: Regulatory Menu- Regulation Crowdfunding, State Crowdfunding, Intrastate-Regional Offerings and Expanded Rule 504More Info Preview Preview Add to Cart - Regulatory Menu- Regulation Crowdfunding, State Crowdfunding, Intrastate-Regional Offerings and Expanded Rule 504 Buy MP3  $109.00


Regulatory Menu- Regulation S and Regulatory Menu- Rule 701

From the ALI CLE program, "Regulation D Offerings and Private Placements 2018" (March 15. 2018)

Original Date(s): March 15-17, 2018
Segment Runtime: 52:02
Speakers: Mr. Berkeley and Robbins

Includes the following course materials:

  • Offerings and Resales of Restricted Securities under Regulation S
  • Securities Offerings to Employees, Consultants and Advisors under Rule 701

More Information: Regulatory Menu- Regulation S and Regulatory Menu- Rule 701More Info Preview Preview Add to Cart - Regulatory Menu- Regulation S and Regulatory Menu- Rule 701 Buy MP3  $119.00


Resales of Restricted Securities

From the ALI CLE program, "Regulation D Offerings and Private Placements 2018" (March 15. 2018)

Original Date(s): March 15-17, 2018
Segment Runtime: 41:16
Speakers: Mr. Dunn and Ms. Tierney

Includes the following course materials:

  • Frequently asked questions about the Resales of Restricted Securities

More Information: Resales of Restricted SecuritiesMore Info Preview Preview Add to Cart - Resales of Restricted Securities Buy MP3  $119.00


Special Topics- Closing Responsibilities, Contingency Offerings, Rescission Offers, General Solicitation in Mergers and Acquisitions Transactions

From the ALI CLE program, "Regulation D Offerings and Private Placements 2018" (March 15. 2018)

Original Date(s): March 15-17, 2018
Segment Runtime: 56:52
Speakers: Mr. Robbins

Includes the following course materials:

  • Avoiding Liability in Best Efforts Offerings and Closings under Rule 10b-9
  • Due Diligence in Private Placement Offerings
  • Installment Payments in Public and Private Offerings
  • Private Placements in Mergers and Acquistions
  • Rescission Offers under Regulation D

More Information: Special Topics- Closing Responsibilities, Contingency Offerings, Rescission Offers, General Solicitation in Mergers and Acquisitions TransactionsMore Info Preview Preview Add to Cart - Special Topics- Closing Responsibilities, Contingency Offerings, Rescission Offers, General Solicitation in Mergers and Acquisitions Transactions Buy MP3  $119.00


Alternative Dispute Resolution: Strategies for Meaningful Engagements

From the ALI CLE program, "Accountants' Liability 2017: Emerging Challenges Facing the Profession" (October 26. 2017)

Original Date(s): October 26-27, 2017
Segment Runtime: 01:02:21
Speakers: Mss. Coberly and Turner and Mr. Barrett

Includes the following course materials:

  • Alternative Dispute Resolution: Strategies for Meaningful Engagements

More Information: Alternative Dispute Resolution: Strategies for Meaningful EngagementsMore Info Preview Preview Add to Cart - Alternative Dispute Resolution: Strategies for Meaningful Engagements Buy MP3  $129.00


Auditing and Accounting Issues and Substantive Defense Strategies in SEC and PCAOB Proceedings

From the ALI CLE program, "Accountants' Liability 2017: Emerging Challenges Facing the Profession" (October 26. 2017)

Original Date(s): October 26-27, 2017
Segment Runtime: 42:10
Speakers: Messrs. Maloney, Schreiber, and Sorgen; and Ms. Koenigs

Includes the following course materials:

  • Recent PCAOB and SEC Administrative Proceedings Against Auditors

More Information: Auditing and Accounting Issues and Substantive Defense Strategies in SEC and PCAOB ProceedingsMore Info Preview Preview Add to Cart - Auditing and Accounting Issues and Substantive Defense Strategies in SEC and PCAOB Proceedings Buy MP3  $119.00


Current Developments and Course Overview and Keynote Address

From the ALI CLE program, "Accountants' Liability 2017: Emerging Challenges Facing the Profession" (October 26. 2017)

Original Date(s): October 26-27, 2017
Segment Runtime: 01:02:05
Speakers: Ms. Callahan, Messrs. Clayton and Bricker

Includes the following course materials:

  • Division of Enforcement and Investigations - Recent Developments
  • Great (and Even Greater) Moments in Litigation
  • Independence Issues - The Regulators Speak

More Information: Current Developments and Course Overview and Keynote AddressMore Info Preview Preview Add to Cart - Current Developments and Course Overview and Keynote Address Buy MP3  $129.00


Effectively Assessing Potential Damages in Accounting Matters

From the ALI CLE program, "Accountants' Liability 2017: Emerging Challenges Facing the Profession" (October 26. 2017)

Original Date(s): October 26-27, 2017
Segment Runtime: 43:36
Speakers: Messrs. Lennon and Univer; and Ms. Cave

Includes the following course materials:

  • Effectively Assessing Potential Damages in Accounting Matters

More Information: Effectively Assessing Potential Damages in Accounting MattersMore Info Preview Preview Add to Cart - Effectively Assessing Potential Damages in Accounting Matters Buy MP3  $119.00


Emerging Ethical Issues

From the ALI CLE program, "Accountants' Liability 2017: Emerging Challenges Facing the Profession" (October 26. 2017)

Original Date(s): October 26-27, 2017
Segment Runtime: 53:50
Speakers: Mr. Berger

Includes the following course materials:

  • ABA Formal Opinion 477R
  • Cybersecurity: Ethical Risks
  • The Association of the Bar of the City of New York Committee on Professional Ethics: Formal Opinion 2017-5

More Information: Emerging Ethical IssuesMore Info Preview Preview Add to Cart - Emerging Ethical Issues Buy MP3  $119.00


Emerging Issues in Accountant Litigation

From the ALI CLE program, "Accountants' Liability 2017: Emerging Challenges Facing the Profession" (October 26. 2017)

Original Date(s): October 26-27, 2017
Segment Runtime: 45:52
Speakers: Ms. Harwood and Messrs. Campbell and Hubbell

Includes the following course materials:

  • Accounting Class Action Filings and Settements (2016 Review and Analysis)
  • Emerging Issues in Accounting Litigation
  • Securities Class Action Filings (2017 Midyear Assessment)

More Information: Emerging Issues in Accountant LitigationMore Info Preview Preview Add to Cart - Emerging Issues in Accountant Litigation Buy MP3  $119.00


Currently showing page 1 of 4 Next Next