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Alternative Dispute Resolution: Strategies for Meaningful Engagements

From the ALI CLE program, "Accountants' Liability 2017: Emerging Challenges Facing the Profession" (October 26. 2017)

Original Date(s): October 26-27, 2017
Segment Runtime: 01:02:21
Speakers: Mss. Coberly and Turner and Mr. Barrett

Includes the following course materials:

  • Alternative Dispute Resolution: Strategies for Meaningful Engagements

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Auditing and Accounting Issues and Substantive Defense Strategies in SEC and PCAOB Proceedings

From the ALI CLE program, "Accountants' Liability 2017: Emerging Challenges Facing the Profession" (October 26. 2017)

Original Date(s): October 26-27, 2017
Segment Runtime: 42:10
Speakers: Messrs. Maloney, Schreiber, and Sorgen; and Ms. Koenigs

Includes the following course materials:

  • Recent PCAOB and SEC Administrative Proceedings Against Auditors

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Current Developments and Course Overview and Keynote Address

From the ALI CLE program, "Accountants' Liability 2017: Emerging Challenges Facing the Profession" (October 26. 2017)

Original Date(s): October 26-27, 2017
Segment Runtime: 01:02:05
Speakers: Ms. Callahan, Messrs. Clayton and Bricker

Includes the following course materials:

  • Division of Enforcement and Investigations - Recent Developments
  • Great (and Even Greater) Moments in Litigation
  • Independence Issues - The Regulators Speak

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Effectively Assessing Potential Damages in Accounting Matters

From the ALI CLE program, "Accountants' Liability 2017: Emerging Challenges Facing the Profession" (October 26. 2017)

Original Date(s): October 26-27, 2017
Segment Runtime: 43:36
Speakers: Messrs. Lennon and Univer; and Ms. Cave

Includes the following course materials:

  • Effectively Assessing Potential Damages in Accounting Matters

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Emerging Ethical Issues

From the ALI CLE program, "Accountants' Liability 2017: Emerging Challenges Facing the Profession" (October 26. 2017)

Original Date(s): October 26-27, 2017
Segment Runtime: 53:50
Speakers: Mr. Berger

Includes the following course materials:

  • ABA Formal Opinion 477R
  • Cybersecurity: Ethical Risks
  • The Association of the Bar of the City of New York Committee on Professional Ethics: Formal Opinion 2017-5

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Emerging Issues in Accountant Litigation

From the ALI CLE program, "Accountants' Liability 2017: Emerging Challenges Facing the Profession" (October 26. 2017)

Original Date(s): October 26-27, 2017
Segment Runtime: 45:52
Speakers: Ms. Harwood and Messrs. Campbell and Hubbell

Includes the following course materials:

  • Accounting Class Action Filings and Settements (2016 Review and Analysis)
  • Emerging Issues in Accounting Litigation
  • Securities Class Action Filings (2017 Midyear Assessment)

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Great and Not So Great Moments in Litigation

From the ALI CLE program, "Accountants' Liability 2017: Emerging Challenges Facing the Profession" (October 26. 2017)

Original Date(s): October 26-27, 2017
Segment Runtime: 01:00:53
Speakers: Messrs. Cusick, Fetterman, Ruthberg and Stickney

Includes the following course materials:

  • Great (and Even Greater) Moments in Litigation

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In-House Counsel Speak

From the ALI CLE program, "Accountants' Liability 2017: Emerging Challenges Facing the Profession" (October 26. 2017)

Original Date(s): October 26-27, 2017
Segment Runtime: 57:58
Speakers: Mss. Adler, Burns, and Savitt; and Mr. Keeley

Includes the following course materials:

  • Proactive Liability Prevention and Mitigation
  • Whistleblowers and the Implications for Accounting Firms

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Independence Issues - The Regulators Speak

From the ALI CLE program, "Accountants' Liability 2017: Emerging Challenges Facing the Profession" (October 26. 2017)

Original Date(s): October 26-27, 2017
Segment Runtime: 18:06
Speakers: Ms. Ceynowa and Mr. Husich; Moderator: Ms. Rudolph

Includes the following course materials:

  • Independence Issues - The Regulators Speak
  • Independence Issues - The Regulators Speak

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Independence Issues As Experienced From the Inside

From the ALI CLE program, "Accountants' Liability 2017: Emerging Challenges Facing the Profession" (October 26. 2017)

Original Date(s): October 26-27, 2017
Segment Runtime: 44:33
Speakers: Ms. Jacobs and Messrs. Morris and Shearer

Includes the following course materials:

  • Auditor Independence: Affliliate or 'Family Tree' and Personal Relationship Issues

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Major GAAP and GAAS Issues and the Difficulties They Present

From the ALI CLE program, "Accountants' Liability 2017: Emerging Challenges Facing the Profession" (October 26. 2017)

Original Date(s): October 26-27, 2017
Segment Runtime: 46:11
Speakers: Messrs. Eickemeyer, Herzog, and Love

Includes the following course materials:

  • 'Plain Paper' Financial Statements Made Not So Plain: An Overview of SSARS 21
  • Major GAAP and GAAS Issues and the Difficulties They Present
  • Need a CPA Expert? What CPA Did You Have in Mind?

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Proactive Liability Prevention and Mitigation

From the ALI CLE program, "Accountants' Liability 2017: Emerging Challenges Facing the Profession" (October 26. 2017)

Original Date(s): October 26-27, 2017
Segment Runtime: 43:59
Speakers: Messrs. Warden and Weintraub

Includes the following course materials:

  • Proactive Liability Prevention and Mitigation

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SEC and the Profession

From the ALI CLE program, "Accountants' Liability 2017: Emerging Challenges Facing the Profession" (October 26. 2017)

Original Date(s): October 26-27, 2017
Segment Runtime: 01:03:50
Speakers: Messrs. Hawke, Mejia, Mixter, and Zubairi; and Ms. McGuire

Includes the following course materials:

  • Recent SEC Accounting and Auditing Enforcement Releases

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The PCAOB Inspection Program: From the Mouths of the Regulators

From the ALI CLE program, "Accountants' Liability 2017: Emerging Challenges Facing the Profession" (October 26. 2017)

Original Date(s): October 26-27, 2017
Segment Runtime: 56:35
Speakers: Mss. Munter and Rocca

Includes the following course materials:

  • Division of Registration and Inspection

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The PCAOB's Perspective

From the ALI CLE program, "Accountants' Liability 2017: Emerging Challenges Facing the Profession" (October 26. 2017)

Original Date(s): October 26-27, 2017
Segment Runtime: 55:46
Speakers: Messrs. Bresnan and Modesti

Includes the following course materials:

  • Division of Enforcement and Investigations - Recent Developments

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Whistleblowers and the Implications for Accounting Firms

From the ALI CLE program, "Accountants' Liability 2017: Emerging Challenges Facing the Profession" (October 26. 2017)

Original Date(s): October 26-27, 2017
Segment Runtime: 43:35
Speakers: Messrs. Fine and Gordon; and Ms. Preheim

Includes the following course materials:

  • Whistleblowers and the Implications for Accounting Firms

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Developments in Delaware Shareholder Litigation

From the ALI CLE program, "Securities and Shareholder Litigation 2017: Cutting-Edge Developments, Planning, and Strategy" (October 3. 2017)

Original Date(s): October 3, 2017
Segment Runtime: 01:21:32
Speakers: Vice Chancellor Joseph R. Slights III; Justice Jacobs; Ms. Mackintosh; Mr. Nachbar; Mr. Markel; Mr. Pastuszenski (Moderator)

Includes the following course materials:

  • Challenges to Director Compensation

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Developments in Securities Class Actions

From the ALI CLE program, "Securities and Shareholder Litigation 2017: Cutting-Edge Developments, Planning, and Strategy" (October 3. 2017)

Original Date(s): October 3, 2017
Segment Runtime: 01:59:43
Speakers: Mr. Pastuszenski; Mr. Hakki; Ms. Sheppard; Ms. Tadler; Mr. Bernstein; Mr. Zweifach; Mr. Gross; Ms. Kotler; Mr. Graziano; Mr. Roeser; Dr. Crew

Includes the following course materials:

  • Confidential Witness Allegations: Treatment in Securities Class Actions
  • Cyan v. Beaver County Employees Retirement Fund- Petitioners' Brief
  • Removal and Subject Matter Jurisdiction with respect to 1933 Act Class Actions
  • Statute of Limitations and Statutes of Repose
  • Supreme Court Clarifies When State Law Claims are Removable Under the Securities Exchange Act of 1934
  • Supreme Court to Hear Challenge to State Court Jurisdiction Over 1933 Act Class Actions
  • Supreme Court Upholds Strict Time Limit for Securities Actions

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Developments in Securities Class Actions (cont.)

From the ALI CLE program, "Securities and Shareholder Litigation 2017: Cutting-Edge Developments, Planning, and Strategy" (October 3. 2017)

Original Date(s): October 3, 2017
Segment Runtime: 01:03:38
Speakers: Mr. Pastuszenski; Mr. Hakki; Ms. Sheppard; Ms. Tadler; Mr. Bernstein; Mr. Zweifach; Mr. Gross; Ms. Kotler; Mr. Graziano; Mr. Roeser; Dr. Crew

Includes the following course materials:

  • Confidential Witness Allegations: Treatment in Securities Class Actions
  • Cyan v. Beaver County Employees Retirement Fund- Petitioners' Brief
  • Removal and Subject Matter Jurisdiction with respect to 1933 Act Class Actions
  • Statute of Limitations and Statutes of Repose
  • Supreme Court Clarifies When State Law Claims are Removable Under the Securities Exchange Act of 1934
  • Supreme Court to Hear Challenge to State Court Jurisdiction Over 1933 Act Class Actions
  • Supreme Court Upholds Strict Time Limit for Securities Actions

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Regulatory Enforcement of the Securities Laws: Ethical Issues Associated With Internal and Government Investigations (Ethics Credit)

From the ALI CLE program, "Securities and Shareholder Litigation 2017: Cutting-Edge Developments, Planning, and Strategy" (October 3. 2017)

Original Date(s): October 3, 2017
Segment Runtime: 52:44
Speakers: Mr. Carlin; Ms. Mehraban; Mr. Schonfeld; Mr. Roeser (Moderator)

Includes the following course materials:

  • 2017 Mid-Year Securities Enforcement Update
  • Supreme Court Weighs In On Insider Trading Law – Finds Giving Gifts Can Be Its Own Reward
  • The SEC Whistleblower Program
  • United States Supreme Court Limits SEC Disgorgement

More Information: Regulatory Enforcement of the Securities Laws: Ethical Issues Associated With Internal and Government Investigations (Ethics Credit)More Info Preview Preview Add to Cart - Regulatory Enforcement of the Securities Laws: Ethical Issues Associated With Internal and Government Investigations (Ethics Credit) Buy MP3  $119.00


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