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Housing & Economic Recovery Act & Emergency Economic Stabilization Act: Effects on Lawyers Who Counsel Lenders, Borrowers & Builders

From the ALI CLE program, "Housing & Economic Recovery Act & Emergency Economic Stabilization Act:
For Real Estate Lawyers Who Counsel Lenders,Borrowers & Builders"
(November 10. 2008)

Original Date(s): November 10, 2008
Segment Runtime: 01:29:30
Speakers: John G. Cameron, Jr., Dennis Horn, Diana C. Liu, Dov J. Pinchot, and Linda A. Striefsky

Includes the following course materials:

  • Memo on EESA as It Applies to Real Estate Attorneys’ Clients
  • Memo on the Housing & Economic Recovery Act of 2008
  • October 13 Remarks of Neel Kashkari, Interim Assistant Secretary for Financial Stability: Update on Rescue Plan
  • Public Law Summary of Title I through Title VIII: Emergency Economic Stabilization Act of 2008 H.R. 1424 (complete)
  • Remarks at the SIFMA Summit on the TARP-Additional Materials
  • Section-by-Section Analysis of EESA (Sections 101 through 303): -TARP, -Budget-Related Provisions, -Tax Provisions
  • The Complete Act of July 30, 2008: The Housing & Economic Recovery Act of 2008
  • The Complete Act of October 3, 2008
  • U.S. DEPARTMENT OF THE TREASURY: NOTICE TO FINANCIAL INSTITUTIONS INTERESTED IN PROVIDING ASSET MANAGEMENT SERVICES FOR A PORTFOLIO OF EQUITY SECURITIES, DEBT OBLIGATIONS, AND WARRANTS ISSUED BY FINANCIAL INSTITUTIONS-Additional Materials
  • United States - Department of The Treasury - Emergency Economic Stabilization Act - Conflicts of Interest Mitigation Procedures-Additional Materials

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Lender Misconduct in Foreclosures and Bankruptcy

From the ALI CLE program, "Lender Misconduct in Consumer Foreclosures and Bankruptcy" (October 15. 2008)

Original Date(s): October 15, 2008
Segment Runtime: 01:03:43
Speakers: Jeffrey M. Norton, O. Max Gardner III, Thomas M. Hefferon, Karen L. Kellett

Includes the following course materials:

  • Debtor Class Actions in Bankruptcy
  • Following The Bouncing Ball:Confusion And Frustration in the Modern World of Mortgage-Related Litigation
  • IN THE UNITED STATES BANKRUPTCY COURT FOR THE SOUTHERN DISTRICT OF TEXAS BROWNSVILLE DIVISION In Re: YDALIA RODRIGUEZ; aka IDALIA RODRIGUEZ; aka YDALIA PARDO Debtor(s) CHAPTER 13 CASE NO: 02-10605 YDALIA RODRIGUEZ, et al Plaintiff(s) v. COUNTRYWIDE HOME LOANS, INC. Defendant ADVERSARY NO. 08-01004
  • No. 07-1326BRYAN ANDREWS and SUSAN ANDREWS,Plaintiffs-Appellees, v. CHEVY CHASE BANK, Defendant-Appellant.Appeal from the United States District Court for the Eastern District of Wisconsin. No. 05 C 454—Lynn Adelman, Judge. ARGUED SEPTEMBER 26, 2007—DECIDED SEPTEMBER 24, 2008

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Annuity Sales Practices: Regulatory Developments, Practical Implications of New Suitability Regulations, and Sales to Seniors

From the ALI CLE program, "Life Insurance Company Products: Current SEC, FINRA, Insurance, Tax, and ERISA Regulatory and Compliance Issues" (November 8. 2007)

Original Date(s): November 8-9, 2007
Segment Runtime: 01:28:57
Speakers: Marc A. Cohn, John Doscher, Clifford E. Kirsch, Thomas M. Selman, Scott Stolz

Includes the following course materials:

  • Practical Considerations Regarding Supervision of Annuity Sales

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Annuity Sales Practices: Regulatory Developments, Practical Implications of New Suitability Regulations, and Sales to Seniors

From the ALI CLE program, "Life Insurance Company Products: Current SEC, FINRA, Insurance, Tax, and ERISA Regulatory and Compliance Issues" (November 8. 2007)

Original Date(s): November 8-9, 2007
Segment Runtime: 01:28:57
Speakers: Marc A. Cohn, John Doscher, Clifford E. Kirsch, Thomas M. Selman, Scott Stolz

Includes the following course materials:

  • Practical Considerations Regarding Supervision of Annuity Sales

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Current Disclosure Issues and Reform Initiatives: Short-Form Prospectuses and Disclosure Documents, XBRL, and Web-Based Delivery

From the ALI CLE program, "Life Insurance Company Products: Current SEC, FINRA, Insurance, Tax, and ERISA Regulatory and Compliance Issues" (November 8. 2007)

Original Date(s): November 8-9, 2007
Segment Runtime: 01:09:27
Speakers: Susan Nash, Gary O. Cohen, Carl B. Wilkerson

Includes the following course materials:

  • ACLI Disclosure Initiative for Fixed, Index and Variable Annuities: Constructive Change on the Horizon

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Current Disclosure Issues and Reform Initiatives: Short-Form Prospectuses and Disclosure Documents, XBRL, and Web-Based Delivery

From the ALI CLE program, "Life Insurance Company Products: Current SEC, FINRA, Insurance, Tax, and ERISA Regulatory and Compliance Issues" (November 8. 2007)

Original Date(s): November 8-9, 2007
Segment Runtime: 01:09:27
Speakers: Susan Nash, Gary O. Cohen, Carl B. Wilkerson

Includes the following course materials:

  • ACLI Disclosure Initiative for Fixed, Index and Variable Annuities: Constructive Change on the Horizon

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Insurance and Securities Compliance: Examination Update and Best Practices

From the ALI CLE program, "Life Insurance Company Products: Current SEC, FINRA, Insurance, Tax, and ERISA Regulatory and Compliance Issues" (November 8. 2007)

Original Date(s): November 8-9, 2007
Segment Runtime: 01:10:10
Speakers: Linda E. Senker, Margaret Sperry, Jeffrey P. Halperin, John H. Walsh,

Includes the following course materials:

  • Conflicts of Interest and Compliance Risk Management
  • Fixed/Non-Registered Products and Variable/Registered Products: Changing Role of Insurer Compliance
  • Insurance Company Anti-Money Laundering Program Requirements and One Company's Examination Experience

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Insurance and Securities Compliance: Examination Update and Best Practices

From the ALI CLE program, "Life Insurance Company Products: Current SEC, FINRA, Insurance, Tax, and ERISA Regulatory and Compliance Issues" (November 8. 2007)

Original Date(s): November 8-9, 2007
Segment Runtime: 01:10:10
Speakers: Linda E. Senker, Margaret Sperry, Jeffrey P. Halperin, John H. Walsh,

Includes the following course materials:

  • Conflicts of Interest and Compliance Risk Management
  • Fixed/Non-Registered Products and Variable/Registered Products: Changing Role of Insurer Compliance
  • Insurance Company Anti-Money Laundering Program Requirements and One Company's Examination Experience

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Insurance Product Distribution and Marketing: Advertising Developments, Financial Planning Challenges, and Recent Litigation

From the ALI CLE program, "Life Insurance Company Products: Current SEC, FINRA, Insurance, Tax, and ERISA Regulatory and Compliance Issues" (November 8. 2007)

Original Date(s): November 8-9, 2007
Segment Runtime: 01:25:51
Speakers: Shaunda Patterson-Strachan, Amy C. Sochard, Timothy J. Gerend, Carl B. Wilkerson

Includes the following course materials:

  • A Digest of Reported FINRA Disciplinary Actions Involving Variable Annuities, Variable Life Insurance and Mutual Funds Between July 2006 and June 2007
  • Challenges and Opportunities Presented by SEC Rule 202(a)11-1
  • The Status of Broker-Dealers Engaged in Investment Advisory Functions: Muddy Waters Slowly Clearing

More Information: Insurance Product Distribution and Marketing: Advertising Developments, Financial Planning Challenges, and Recent LitigationMore Info Preview Preview Add to Cart - Insurance Product Distribution and Marketing: Advertising Developments, Financial Planning Challenges, and Recent Litigation Buy MP3  $119.00


Insurance Product Distribution and Marketing: Advertising Developments, Financial Planning Challenges, and Recent Litigation

From the ALI CLE program, "Life Insurance Company Products: Current SEC, FINRA, Insurance, Tax, and ERISA Regulatory and Compliance Issues" (November 8. 2007)

Original Date(s): November 8-9, 2007
Segment Runtime: 01:25:51
Speakers: Shaunda Patterson-Strachan, Amy C. Sochard, Timothy J. Gerend, Carl B. Wilkerson

Includes the following course materials:

  • A Digest of Reported FINRA Disciplinary Actions Involving Variable Annuities, Variable Life Insurance and Mutual Funds Between July 2006 and June 2007
  • Challenges and Opportunities Presented by SEC Rule 202(a)11-1
  • The Status of Broker-Dealers Engaged in Investment Advisory Functions: Muddy Waters Slowly Clearing

More Information: Insurance Product Distribution and Marketing: Advertising Developments, Financial Planning Challenges, and Recent LitigationMore Info Preview Preview Add to Cart - Insurance Product Distribution and Marketing: Advertising Developments, Financial Planning Challenges, and Recent Litigation Buy MP3  $119.00


Keynote Address

From the ALI CLE program, "Life Insurance Company Products: Current SEC, FINRA, Insurance, Tax, and ERISA Regulatory and Compliance Issues" (November 8. 2007)

Original Date(s): November 8-9, 2007
Segment Runtime: 37:32
Speakers: Linda Chatman Thomsen

The following MP3 download and files are available for download:

MP3 File: CN034_SEGMENT_12278.mp3

Chapter: Outline of Recent SEC Enforcement Actions


Keynote Address

From the ALI CLE program, "Life Insurance Company Products: Current SEC, FINRA, Insurance, Tax, and ERISA Regulatory and Compliance Issues" (November 8. 2007)

Original Date(s): November 8-9, 2007
Segment Runtime: 37:32
Speakers: Linda Chatman Thomsen

The following MP3 download and files are available for download:

MP3 File: CN034_SEGMENT_12278.mp3

Chapter: Outline of Recent SEC Enforcement Actions


Mutual Funds and Advisers: Rule 12b-1, Litigation, and Other Recent Developments

From the ALI CLE program, "Life Insurance Company Products: Current SEC, FINRA, Insurance, Tax, and ERISA Regulatory and Compliance Issues" (November 8. 2007)

Original Date(s): November 8-9, 2007
Segment Runtime: 01:20:48
Speakers: Kathryn B. McGrath, William J. Kotapish, Sean M. Murphy, Robert E. Plaze

Includes the following course materials:

  • Cash Sweep Arrangements Under SEC Rules 12d1-1 and 2a-7
  • Recent Developments in Litigation Under the Investment Company Act of 1940

More Information: Mutual Funds and Advisers: Rule 12b-1, Litigation, and Other Recent DevelopmentsMore Info Preview Preview Add to Cart - Mutual Funds and Advisers: Rule 12b-1, Litigation, and Other Recent Developments Buy MP3  $119.00


Mutual Funds and Advisers: Rule 12b-1, Litigation, and Other Recent Developments

From the ALI CLE program, "Life Insurance Company Products: Current SEC, FINRA, Insurance, Tax, and ERISA Regulatory and Compliance Issues" (November 8. 2007)

Original Date(s): November 8-9, 2007
Segment Runtime: 01:20:48
Speakers: Kathryn B. McGrath, William J. Kotapish, Sean M. Murphy, Robert E. Plaze

Includes the following course materials:

  • Cash Sweep Arrangements Under SEC Rules 12d1-1 and 2a-7
  • Recent Developments in Litigation Under the Investment Company Act of 1940

More Information: Mutual Funds and Advisers: Rule 12b-1, Litigation, and Other Recent DevelopmentsMore Info Preview Preview Add to Cart - Mutual Funds and Advisers: Rule 12b-1, Litigation, and Other Recent Developments Buy MP3  $119.00


New Guaranteed Income Products, Features, and Planning Solutions: Securities, Tax, and Insurance Issues; 1934 Act Reporting

From the ALI CLE program, "Life Insurance Company Products: Current SEC, FINRA, Insurance, Tax, and ERISA Regulatory and Compliance Issues" (November 8. 2007)

Original Date(s): November 8-9, 2007
Segment Runtime: 01:26:31
Speakers: W. Thomas Conner, Brian A. Giantonio, William J. Kotapish

Includes the following course materials:

  • Federal Income Taxation Affecting Certain Innovative Retirement Income Products
  • The New Generation of Guaranteed Retirement Income Products: Emerging Issues Under the Federal Securities Laws

More Information: New Guaranteed Income Products, Features, and Planning Solutions: Securities, Tax, and Insurance Issues; 1934 Act ReportingMore Info Preview Preview Add to Cart - New Guaranteed Income Products, Features, and Planning Solutions: Securities, Tax, and Insurance Issues; 1934 Act Reporting Buy MP3  $119.00


New Guaranteed Income Products, Features, and Planning Solutions: Securities, Tax, and Insurance Issues; 1934 Act Reporting

From the ALI CLE program, "Life Insurance Company Products: Current SEC, FINRA, Insurance, Tax, and ERISA Regulatory and Compliance Issues" (November 8. 2007)

Original Date(s): November 8-9, 2007
Segment Runtime: 01:26:31
Speakers: W. Thomas Conner, Brian A. Giantonio, William J. Kotapish

Includes the following course materials:

  • Federal Income Taxation Affecting Certain Innovative Retirement Income Products
  • The New Generation of Guaranteed Retirement Income Products: Emerging Issues Under the Federal Securities Laws

More Information: New Guaranteed Income Products, Features, and Planning Solutions: Securities, Tax, and Insurance Issues; 1934 Act ReportingMore Info Preview Preview Add to Cart - New Guaranteed Income Products, Features, and Planning Solutions: Securities, Tax, and Insurance Issues; 1934 Act Reporting Buy MP3  $119.00


Revenue Sharing: Regulatory Developments and Litigation

From the ALI CLE program, "Life Insurance Company Products: Current SEC, FINRA, Insurance, Tax, and ERISA Regulatory and Compliance Issues" (November 8. 2007)

Original Date(s): November 8-9, 2007
Segment Runtime: 01:08:16
Speakers: Christopher M. Grinnell, Jeffrey S. Puretz, Stephen M. Saxon

Includes the following course materials:

  • ERISA Disclosure and Fiduciary Issues for Financial Service Providers: Recent Developments Concerning Fees and Revenue Sharing in Bundled Services Products
  • Revenue Sharing: Regulatory Developments and Litigation
  • Revenue Sharing: Regulatory Developments and Litigation

More Information: Revenue Sharing: Regulatory Developments and LitigationMore Info Preview Preview Add to Cart - Revenue Sharing: Regulatory Developments and Litigation Buy MP3  $119.00


Revenue Sharing: Regulatory Developments and Litigation

From the ALI CLE program, "Life Insurance Company Products: Current SEC, FINRA, Insurance, Tax, and ERISA Regulatory and Compliance Issues" (November 8. 2007)

Original Date(s): November 8-9, 2007
Segment Runtime: 01:08:16
Speakers: Christopher M. Grinnell, Jeffrey S. Puretz, Stephen M. Saxon

Includes the following course materials:

  • ERISA Disclosure and Fiduciary Issues for Financial Service Providers: Recent Developments Concerning Fees and Revenue Sharing in Bundled Services Products
  • Revenue Sharing: Regulatory Developments and Litigation
  • Revenue Sharing: Regulatory Developments and Litigation

More Information: Revenue Sharing: Regulatory Developments and LitigationMore Info Preview Preview Add to Cart - Revenue Sharing: Regulatory Developments and Litigation Buy MP3  $119.00


Tax and ERISA Regulatory and Legislative Developments

From the ALI CLE program, "Life Insurance Company Products: Current SEC, FINRA, Insurance, Tax, and ERISA Regulatory and Compliance Issues" (November 8. 2007)

Original Date(s): November 8-9, 2007
Segment Runtime: 01:06:41
Speakers: Louis J. Campagna, Jr., Joseph F. McKeever, III, William A. Schmidt, Mark S. Smith

Includes the following course materials:

  • ERISA Treatment of Variable Annuities

More Information: Tax and ERISA Regulatory and Legislative DevelopmentsMore Info Preview Preview Add to Cart - Tax and ERISA Regulatory and Legislative Developments Buy MP3  $119.00


Tax and ERISA Regulatory and Legislative Developments

From the ALI CLE program, "Life Insurance Company Products: Current SEC, FINRA, Insurance, Tax, and ERISA Regulatory and Compliance Issues" (November 8. 2007)

Original Date(s): November 8-9, 2007
Segment Runtime: 01:06:41
Speakers: Louis J. Campagna, Jr., Joseph F. McKeever, III, William A. Schmidt, Mark S. Smith

Includes the following course materials:

  • ERISA Treatment of Variable Annuities

More Information: Tax and ERISA Regulatory and Legislative DevelopmentsMore Info Preview Preview Add to Cart - Tax and ERISA Regulatory and Legislative Developments Buy MP3  $119.00


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