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Regulation D Offerings and Private Placements

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Coursebook Papers:

Unregistered Offerings of Securities (70 pp) $39.00
By David B.H. Martin

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Limitations on Manner of Offering under Regulation D (36 pp) $29.00
By Alan J. Berkeley

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Some Observations about Rule 506 Private Placements (8 pp) $29.00
By Alan J. Berkeley

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Frequently asked questions about the Resales of Restricted Securities (18 pp) $29.00
By Alan J. Berkeley

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Practical Considerations on the Exemptions to Facilitate Intrastate and Regional Securities Offerings (10 pp) $29.00
By Alan J. Berkeley

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Materiality, Informal Disclosure, Soft Information, and Forward Looking Statements under Securities Laws (64 pp) $39.00
By Alan J. Berkeley

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Use of 'Finders' to Locate Purchasers in Private Placements and Targets or Acquirors in Private M&A Transactions (16 pp) $29.00
By Alan J. Berkeley

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Some Things You Ought to Know About Crowdfunding What it Is and What it Isn't (8 pp) $29.00
By Alan J. Berkeley

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Practical Implications of the JOBS Act Changes to Private Placements: Rule 506(c), Crowdfunding, and Reg A+ (8 pp) $29.00
By Robert B. Robbins

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Can Regulation A+ Succeed Where Regulation A Failed? (14 pp) $29.00
By Robert B. Robbins

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Private Placements in Mergers and Acquistions (10 pp) $29.00
By Robert B. Robbins

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Offerings and Resales of Restricted Securities under Regulation S (12 pp) $29.00
By Robert B. Robbins

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Rescission Offers under Regulation D (8 pp) $29.00
By Robert B. Robbins

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Installment Payments in Public and Private Offerings (6 pp) $29.00
By Robert B. Robbins

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Due Diligence in Private Placement Offerings (30 pp) $29.00
By Robert B. Robbins

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Avoiding Liability in Best Efforts Offerings and Closings under Rule 10b-9 (30 pp) $29.00
By Robert B. Robbins

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Securities Offerings to Employees, Consultants and Advisors under Rule 701 (28 pp) $29.00
By Robert B. Robbins

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Private Offerings by Private Investment Funds (28 pp) $29.00
By Kimberly V. Mann

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Private Fund Capital Partners, I, LP Subscription Booklet for Limited Partner Interests (42 pp) $29.00
By Kimberly V. Mann

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Intrastate Crowdfunding Laws Chart (as of February 8, 2018) (8 pp) $29.00
By Faith L. Anderson

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Intrastate Crowdfunding Laws (14 pp) $29.00
By Faith L. Anderson

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NASAA Intrastate Crowdfunding Update (September 25, 2017) (6 pp) $29.00
By Faith L. Anderson

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Coordinated Review of Tier One Offerings under Regulation A (8 pp) $29.00
By Faith L. Anderson

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NASAA Coordinated Review of Regulation A Offerings Review Protocol (Adopted March 7, 2014) (4 pp) $29.00
By Faith L. Anderson

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Coordinated Review FAQs (6 pp) $29.00
By Faith L. Anderson

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NASAA 2017 Enforcement Report (16 pp) $29.00
By Faith L. Anderson

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Executive Summaries: Regulatory Notices (28 pp) $29.00
By Joseph E. Price

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Department of Enforcement v. Red River Securities, LLC (CRD No. 149860), and Brian Keith Hardwick (CRD No. 4522460) (52 pp) $39.00
By Joseph E. Price

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Appendix (94 pp) $39.00

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