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Life Insurance Company Products
Featuring Current SEC, FINRA, Insurance, Tax and
ERISA Regulatory and Compliance Issues

Purchase this digital coursebook for: $125.00 Add to Cart

Coursebook Papers:

Primer on the Regulation of Variable Annuity and Variable Life Insurance Products Under the Federal Securities Laws (160 pp) $49.00
By Stephen E. Roth

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High Level Product Reviews (6 pp) $29.00
By Timothy C. Pfeifer

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Variable Insurance Product Trends: Innovating in Response to Regulatory and Market Forces (46 pp) $29.00
By Chip Lunde

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The Emerging World and Regulatory Framework of Registered Index-Linked Insurance Contracts (60 pp) $39.00
By Dodie C. Kent, Esquire

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Substitution Transactions Under the Investment Company Act of 1940 (128 pp) $49.00
By Dodie C. Kent, Esquire Lisa M. Proch

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Life Insurance Design & Sales Trends - Slides (6 pp) $29.00
By Thomas C. Bilello

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Recent Developments in the Fixed Annuity and Fixed Indexed Annuity Marketplace (24 pp) $29.00
By James Nelson

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The U.S. Department of Labor Fiduciary Rule and Related Prohibited Transaction Exemptions (26 pp) $29.00
By Thomas Roberts

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ERISA Litigation Developments Relevant to Life Insurance Company Products (4 pp) $29.00
By William J. Delany

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Optimizing Your SEC and FINRA Compliance Examination Experience (50 pp) $29.00
By John H. Walsh, Esquire

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'SEC Wish List' of Life Insurance Companies Under the Trump Administration (84 pp) $39.00
By Gary O. Cohen

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Summary VA Prospectus Initiative - Slides (10 pp) $29.00
By William J. Evers

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A Touch of Class: Mutual Fund Share Class Developments (42 pp) $29.00
By Jeffrey S. Puretz, Esquire

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Mutual Funds and Advisers: Important Regulatory Developments (56 pp) $39.00
By Renee M. Hardt

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Developments in Litigation under Section 36(b) of the 1940 Act (80 pp) $39.00
By Sean M. Murphy, Esqurie

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FINRA Regulatory Developments Affecting Variable Life Insurance Products and Recent Enforcement Actions (12 pp) $29.00
By Stephanie Nicolas

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Overview of Advertising Compliance and Social Media - Slides (12 pp) $29.00
By Pramit Das

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Current SEC and FINRA Enforcement Priorities and Actions Affecting Insurance Products and Mutual Funds (20 pp) $29.00
By Stephen G. Topetzes

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Federal Legislative Update for Life Insurers - Slides (14 pp) $29.00
By David M. Leifer

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Regulation of Variable Products Under the Federal Securities Laws (26 pp) $29.00
By Richard T. Choi Stephen E. Roth

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The Emerging World and Regulatory Framework of Registered Index-Linked Insurance Contracts (12 pp) $29.00
By Dodie C. Kent, Esquire

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SEC Release Adopting Rule 6c-8 (12 pp) $29.00
By Chip Lunde

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Update on the SEC's Evaluation of Best Interest Standards of Care for Broker-Dealers and Investment Advisers (10 pp) $29.00
By Carl B. Wilkerson

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Current Federal Legislative and Income Tax Developments (28 pp) $29.00
By Alexis A. MacIvor Bryan W. Keene David M. Leifer Stephen B. Tackney

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