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Regulation D Offerings & Private Placements

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Coursebook Forms:

Private Fund Capital Partners I, LP - Subscription Booklet for Limited Partner Interests (44 pp) $29.00

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Coursebook Papers:

Unregistered Offerings of Securities (62 pp) $39.00
By David B.H. Martin

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Practical Implications of the JOBS Act Changes to Private Placements: Rule 506(c), Crowdfunding, and Reg A+ (8 pp) $29.00
By Robert B. Robbins

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Limitations on the Manner of Offering under Regulation D (36 pp) $29.00
By Alan J. Berkeley

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Some Observations about Rule 506 Private Placements (8 pp) $29.00
By Alan J. Berkeley

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Materiality, Informal Disclosure, Soft Information, and Forward Looking Statements under Securities Laws (54 pp) $39.00
By Alan J. Berkeley

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SEC No-Action Letter, Citizen VC, Inc. (8 pp) By Alan J. Berkeley

Joining the Crowd: SEC Adopts Final Crowdfunding Regulations - Part I (8 pp) $29.00
By Alan J. Berkeley

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Joining the Crowd: SEC Adopts Final Crowdfunding Regulations - Part II - Issuers (10 pp) $29.00
By Alan J. Berkeley

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Joining the Crowd: SEC Adopts Final Crowdfunding Regulations - Part III - Intermediaries (16 pp) $29.00
By Alan J. Berkeley

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Use of 'Finders' to Locate Purchasers in Private Placements and Targets or Acquirors in Private M&A Transactions (16 pp) $29.00
By Alan J. Berkeley

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Recent Compliance and Disclosure Interpretations ('C&Dls') (6 pp) $29.00
By Sebastian Gomez

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FAST Act's Hidden Securities Law Benefits (8 pp) $29.00
By Robert B. Robbins

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Some Things You Ought to Know About Crowdfunding What it Is and What it Isn't (8 pp) $29.00
By Alan J. Berkeley

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SEC Approval of FINRA Funding Portal Rules and Related Forms (20 pp) $29.00
By Joseph E. Price

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SEC Finally Adopts 'Regulation Crowdfunding' (8 pp) $29.00
By Robert B. Robbins

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A Sideline View of Exempt Offerings in 2017 (14 pp) $29.00
By Andrea L. Seidt

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A Summary of the SEC and Ohio Crowdfuning Provisions (6 pp) $29.00
By Andrea L. Seidt

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2016 - State Administrative Orders Involving Reg D (8 pp) $29.00
By Andrea L. Seidt

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NASAA 2016 Enforcement Report (14 pp) $29.00
By Andrea L. Seidt

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Uniform Notice Filing of Regulation A - Tier 2 Offering (10 pp) $29.00
By Faith L. Anderson

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NASAA Model Notice Filing Rule for Regulation A- Tier 2 Offerings (4 pp) $29.00
By Faith L. Anderson

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Model Rule for Federal Crowdfunding Offerings (4 pp) $29.00
By Faith L. Anderson

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Application for Coordinated Review of Regulation A Offering (Form CR-3(b) (4 pp) $29.00
By Faith L. Anderson

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The Role of States in Crowdfunding (16 pp) $29.00
By Faith L. Anderson

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Can Regulation A+ Succeed Where Regulation A Failed? (14 pp) $29.00
By Robert B. Robbins

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Some Practical Considerations on the Exemptions to Facilitate Intrastate and Regional Securities Offerings (10 pp) $29.00
By Alan J. Berkeley

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Offerings and Resales of Restricted Securities Under Regulation S (12 pp) $29.00
By Robert B. Robbins

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Securities Offerings to Employees, Consultants and Advisors Under Rule 701 (28 pp) $29.00
By Robert B. Robbins

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NASAA's Coordinated Review Program for Regulation A Offerings (4 pp) $29.00
By Faith L. Anderson

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Uniform Notice of Federal Crowdfunding Offering (Form U-CF) (8 pp) $29.00
By Faith L. Anderson

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Private Placement Filing Requirements (14 pp) $29.00
By Joseph E. Price

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FINRA Filing Requirements and Review of Regulation A Offerings (6 pp) $29.00
By Joseph E. Price

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Private Placements and Public Offerings Subject to a Contingency (10 pp) $29.00
By Joseph E. Price

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Private Offerings by Private Investment Funds (28 pp) $29.00

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Avoiding Liability in Best Efforts Offerings and Closings Under Rule 10b-9 (28 pp) $29.00
By Robert B. Robbins

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Private Placements in Mergers and Acquisitions (10 pp) $29.00
By Robert B. Robbins

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Due Diligence in Private Placement Offerings (28 pp) $29.00
By Robert B. Robbins

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Memorandum of Understanding Regarding The Treatment of Non-Public Information Shared Between the North American Securities Administrators Association and the Securities and Exchange Commission (8 pp) $29.00
By Faith L. Anderson

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Installment Payments in Public and Private Offerings (6 pp) $29.00
By Robert B. Robbins

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Rescission Offers Under Regulation D (8 pp) $29.00
By Robert B. Robbins

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Appendix (62 pp) $39.00

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