Online CLE | CLE Credits Online | Online CLE Courses | ALI-CLE.org
Online Library

Back to Results Back to Results

Regulation D Offerings and Private Placements

Purchase this digital coursebook for: $125.00 Add to Cart

Coursebook Papers:

Unregistered Offerings of Securities (76 pp) $39.00
By David B.H. Martin

Preview Document (PDF) Add to Cart


Practical Implications of the JOBS Act Changes to Private Placements: Rule 506(c), Crowdfunding, and Reg A+ (10 pp) $29.00
By Robert B. Robbins

Preview Document (PDF) Add to Cart


Limitations on the Manner of Offering under Regulation D (34 pp) $29.00
By Alan J. Berkeley

Preview Document (PDF) Add to Cart


SEC Proposes New Exchange Act Registration Thresholds and Changes to Certain 'Held of Record' Definitions (6 pp) $29.00
By Robert B. Robbins

Preview Document (PDF) Add to Cart


Frequently Asked Questions about the Resale of Restricted Securities (16 pp) $29.00
By Alan J. Berkeley

Preview Document (PDF) Add to Cart


Materiality, Informal Disclosure, Soft Information, and Forward Looking Statements under Securities Laws (56 pp) $39.00
By Alan J. Berkeley

Preview Document (PDF) Add to Cart


The Ten Things You Need to Know about (New) Regulation D and Private Placements (8 pp) $29.00
By Alan J. Berkeley

Preview Document (PDF) Add to Cart


Some Things You Ought to Know about Crowdfunding: What it Is and What it Isn't (10 pp) $29.00
By Alan J. Berkeley

Preview Document (PDF) Add to Cart


State Intrastate Crowdfunding (20 pp) $29.00
By Hugh H. Makens

Preview Document (PDF) Add to Cart


FINRA Regulatory Initiatives and Perspectives (16 pp) $29.00
By Joseph E. Price

Preview Document (PDF) Add to Cart


Roadmap for Undertaking a Private Offering (20 pp) $29.00
By Alan J. Berkeley

Preview Document (PDF) Add to Cart


State and Federal Private Placement Enforcement Issues (26 pp) $29.00
By Hugh H. Makens

Preview Document (PDF) Add to Cart


Finders (12 pp) $29.00
By Hugh H. Makens

Preview Document (PDF) Add to Cart


Use of 'Finders' to Locate Purchasers in Private Placements and Targets or Acquirors in Private M&A Transactions (14 pp) $29.00
By Alan J. Berkeley

Preview Document (PDF) Add to Cart


Letters re: Fiduciary Obligations (16 pp) $29.00
By Wayne G. Souza

Preview Document (PDF) Add to Cart


Considerations in Approaching Due Diligence (36 pp) $29.00
By Hugh H. Makens

Preview Document (PDF) Add to Cart


Due Diligence in Private Placement Offerings (30 pp) $29.00
By Robert B. Robbins

Preview Document (PDF) Add to Cart


Offers, Sales and Resales of Securities and General Solicitation Under Section 4(a)(1-1/2) and Rule 144A (10 pp) $29.00
By Robert B. Robbins

Preview Document (PDF) Add to Cart


Avoiding Liability in Best Efforts Offerings and Closings under Rule 10b-9 (28 pp) $29.00
By Robert B. Robbins

Preview Document (PDF) Add to Cart


Private Placements: Civil Liabilities under the Federal Securities Laws (52 pp) $39.00

Preview Document (PDF) Add to Cart


Private Offerings by Private Investment Funds (26 pp) $29.00
By Kimberly V. Mann

Preview Document (PDF) Add to Cart


Private Fund Capital Partners I, LP (42 pp) $29.00
By Kimberly V. Mann

Preview Document (PDF) Add to Cart


Securities Offerings to Employees, Consultants and Advisors under Rule 701 (28 pp) $29.00
By Robert B. Robbins

Preview Document (PDF) Add to Cart


Offerings and Resales of Restricted Securities under Regulation S (12 pp) $29.00
By Robert B. Robbins

Preview Document (PDF) Add to Cart


Rescission Offers under Regulation D (8 pp) $29.00
By Robert B. Robbins

Preview Document (PDF) Add to Cart


Appendix (80 pp) $39.00

Preview Document (PDF) Add to Cart


Table of Contents (12 pp)