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Federal "Pay-to-Play" Rules: Latest Enforcement Initiatives and Compliance Strategies

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SEC Pay to Play Rules (2 pp) $29.00
By Jason Torchinsky

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New York Republican State Committee and Tennessee Republican Party vs. Securities and Exchange Commission et al. Motion for Preliminary Injunction (8 pp) By Jason Torchinsky

New York Republican State Committee and Tennessee Republican Party vs. Securities and Exc (4 pp) By Jason Torchinsky

Davidson Kempner Capital Management LLC Notice of Application (8 pp) By Jason Torchinsky

New York Republican State Committee and Tennessee Republican Party vs. Securities and Exchange Commission et al. Declaration of Jim Tracy (4 pp) By Jason Torchinsky

New York Republican State Committee and Tennessee Republican Party vs. Securities and Exchange Commission et al. SEC Response for Plaintiffs' Motion for Leave (10 pp) By Jason Torchinsky

206(4)-5 Final Rule (204 pp) By Stefan C. Passantino, Esquire

MSRB Looks to Extend Pay-to-Play Regulation to Municipal Advisors (4 pp) By Stefan C. Passantino, Esquire

State Party Committees Challenge Constitutionality of SEC Pay-to-Play Rule 206(4)-5 (4 pp) By Stefan C. Passantino, Esquire

SEC Starts Hitting the Private Sector Hard for Pay-to-Play Violations (4 pp) By Stefan C. Passantino, Esquire

Federal Pay-to-Play Rule is Here to Stay (4 pp) By Stefan C. Passantino, Esquire

SIFMA Request for Comment on Draft Amendments to MSRB Rule G-37 (12 pp) By Leslie M. Norwood

MSRB Request for Comment on Draft Amendments to MSRB Rule G-37 to Extend its Provisions to Municipal Advisors (62 pp) By Leslie M. Norwood

GPO 17 CFR Ch. I (4–1–12 Edition) (6 pp) By Leslie M. Norwood