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Conference on
Life Insurance Company Products
Featuring Current SEC, FINRA, Insurance, Tax, and ERISA Regulatory and Compliance Issues

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Coursebook Papers:

Primer on Regulation of Variable Annuity and Variable Life Insurance Products Under the Federal Securities Laws (140 pp) $49.00
By Stephen E. Roth

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Cutting-Edge Insurance Product Designs and Regulatory Developments (8 pp) $29.00
By Timothy C. Pfeifer

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Recent Developments in the Index Annuity Marketplace (22 pp) $29.00
By Stewart D. Gregg

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New Generations of Deferred Income Annuities (34 pp) $29.00

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Smart Variable Annuities: The New Approach To Offering Dynamic Benefits and Managing Risk under Varible Annuity Products (42 pp) $29.00
By Chip Lunde

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Material Related to State Regulatory Developments (64 pp) $39.00
By Michael L. Yanacheak

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Material regarding SEC Enforcement Actions (22 pp) $29.00
By Elizabeth G. Osterman

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Money Market Reform: The 2014 Amendments to Rule 2a-7 (32 pp) $29.00
By Robert E. Plaze

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Current Issues in Litigation under Section 36(b) of the Investment Company Act of 1940 (24 pp) $29.00

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Alternative Funds in The Registered Funds Marketplace (14 pp) $29.00

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Commodity Pool Operator Regulation of Registered Funds and Their Advisers: The New Age of Dual Regulation (84 pp) $39.00
By Ruth S. Epstein

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SEC and FINRA Compliance Examinations and Enforcement: Recent Enforcement Actions, Current Examination and Enforcement Priorities, and Recommended Best Practices (80 pp) $39.00

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Industry Trends: Current Successes, Future Opportunities (38 pp) $29.00
By Robert Kerzner

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Reinsurance for New or Existing Life and Annuity Products (26 pp) $29.00
By Ling Ling

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The Changing Regulatory Landscape (18 pp) $29.00

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Material regarding Financial Stability Oversight Council (36 pp) $29.00
By S. Roy Woodall, Jr.

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The Use of Electronic Media To Distribute Variable Insurance Products:Relevant SEC and FINRA Pronouncements (94 pp) $39.00
By Richard T. Choi

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More Questions than Answers: Predictive Analytics in the Life Insurance Industry Today, A Company Perspective (12 pp) $29.00

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Key Legal and Ethical Obligations in Marketing and Selling Insurance Products (8 pp) $29.00
By Pramit Das

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The Best of Both Worlds: A Fact-Based Analysis of the Legal Obligations of Investment Advisers and Broker-Dealers and a Framework for Enhanced Investor Protection (58 pp) $39.00

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Citations to Publications Regarding Suitability and Related Topics (12 pp) $29.00

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Framework Regarding FINRA's Approach to Economic Impact Assessment for Proposed Rulemaking (10 pp) $29.00

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Gatekeeper Liability of Life Insurance Company Inside Attorneys 'Appearing' before the SEC (54 pp) $39.00
By Gary O. Cohen

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Recent Developments Affecting Annuity Products in Retirement Plans (16 pp) $29.00
By Michael L. Hadley

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Income Annuities-PPT-supplemental material (10 pp) $29.00
By Alan Assner

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Gatekeeper Liability of Life Insurance Company Inside Attorneys 'Appearing' before the SEC-supplemental material (50 pp) $29.00
By Stephen L. Cohen

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Predictive Analytics for Life Insurance Companies-PPT-supplemental material (6 pp) $29.00
By Todd Eyler

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Summary of Guidance; Letter to DOT; IRS Notice-supplemental material (16 pp) $29.00
By Michael L. Hadley

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Industry Trends: Current Successes, Future Opportunities-PPT-supplemental material (38 pp) $29.00
By Robert Kerzner

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Cutting Edge Insurance Product Designs-PPT-supplemental material (4 pp) $29.00
By Timothy C. Pfeifer

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Reinsurance for New or Existing Life and Annuity Products-PPT-supplemental material (10 pp) $29.00

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Data and Technology-Driven Innovation: Electronic Transactions and Consumer Data Mining-PPT-supplemental material (12 pp) $29.00

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Underlying Funds on the Edge-PPT-supplemental material (14 pp) $29.00
By Ruth S. Epstein

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Smart Variable Annuities-PPT-supplemental material (10 pp) $29.00
By Chip Lunde

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Regulation of Variable Products Under the Federal Securities Laws-PPT-supplemental material (26 pp) $29.00

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Table of Contents (14 pp)

Course Materials Subscription

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