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Role and Regulation of Proxy Advisory Firms
and Their Institutional Investor Clients

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Coursebook Papers:

Securities and Exchange Commission, Concept Release on the U.S. Proxy System – Proxy Advisor (26 pp)

Shareholder Communications Coalition, Testimony before the Subcommi (14 pp)

Shareholder Communications Coalition, Comment Letter to the Securities and Exchange Commission, SEC Roundtable on Proxy Advisory Services, December 4, 2013 (8 pp)

Securities and Exchange Commission, Proxy Voting: Proxy Voting Responsibilities of Investment Advisers and Availability of Exemptions from the Proxy Rules for Proxy Advisory Firms, Staff Legal Bulletin No. 20, June 30, 2014 (8 pp)

Gibson, Dunn & Crutcher LLP, SEC Staff Releases Guidance Regarding Proxy Advisory Firms, July 1, 2014 (8 pp)