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Individual Retirement Accounts and Annuities:
The Emerging Regulatory Outlook

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Coursebook Papers:

Trending IRA Issues of Financial Institutions (26 pp) $29.00
By Richard K. Matta Karla K. Maschmeier Phoebe A. Papageorgiou Theresa M. Seys

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U.S. Department of the Treasury Fact Sheet: myRA: A Simple, Safe, Affordable Retirement Savings Account (4 pp) $29.00

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Adoption of Amendment and Revocation of Prohibited Transaction Exemptions 81-6 and 82-63, Department of Labor, Employee Benefits Security Administration, F.R., October 31, 2006, P. 63786. (16 pp) $29.00

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Groom Law Group IRA Alert, May 6, 2013: IRS Letter Ruling Confirms that IRA Incentive Payments Not Reportable – But 529 Account Bonuses Are (4 pp) $29.00

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IRS Private Letter Ruling 201310043, March 8, 2013, re reporting requirements under sections 6049 and 6041 of the IRS Code for bonus payments made to or to be made by you pursuant to your IRA bonus plan and your section 529 bonus plan (8 pp) $29.00

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Adoption of Amendment to PTE 93-33 by Department of Labor, Pension and Welfare Benefits Administration, F.R., March 8, 1999, P. 11044 (4 pp) $29.00

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Grant of Class Exemption for the Receipt of Certain Investment Services by Individuals for Whose Benefit Individual Retirement Accounts or Retirement Plans for Self Employed Individuals Have Been Established or Maintained, by Pension and Welfare Benefits Administration, F.R., Feb. 7, 1997, P. 5855 (6 pp) $29.00

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Advisory Opinion No. 2009-03A, Oct. 27, 2009, by U.S. Department of Labor, Employee Benefits Security Administration, concerning the application of prohibited transactions provisions under IRS section 475(c) to certain transactions or arrangements involving an IRA (6 pp) $29.00

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Advisory Opinion No. 2011-09A, Oct. 20, 2011, by U.S. Department of Labor, Employee Benefits Security Administration, concerning the application of prohibited transactions provisions under IRS section 475(c) to certain transactions or arrangements involving an IRA (6 pp) $29.00

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IRS Announcement 2011-81: Relief with Respect to IRAs Whose Owners Have Entered into Certain Agreements With Brokers or Other Financial Institutions (4 pp) $29.00

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Notice of Proposed Amendment to PTE 80-26, by U.S. Department of Labor, Employee Benefits Security Administration, F.R., May 24, 203, P. 31584 (10 pp) $29.00

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Final Regulations by IRS re Longevity Annuity Contracts, F.R., July 2, 2014, P. 37633 (14 pp) $29.00

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Testimony of Theresa M. Atanasio, ERISA Vice President, Insured Retirement Institute, before Department of Labor re Definition of Fiduciary, March 1, 2011 (8 pp) $29.00

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Letter from IRI to Employment Benefits Security Administration re Definition of Fiduciary Proposed Rule, February 3, 2011 (22 pp) $29.00

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Letter from IRI to Employment Benefits Security Administration re Definition of Fiduciary Proposed Rule, April 11, 2011 (20 pp) $29.00

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The Rollover Debates (16 pp) $29.00
By Elena B. Chism

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Department of Labor Activity (8 pp) $29.00
By Elena B. Chism

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The Rollover Debates (6 pp) $29.00
By Lisa Bleier

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Auto Portability: Keeping Savings in Plans (6 pp) $29.00

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DOL Opinion Letter 2005-23A, dated Dec. 7, 2005 to Deseret Mutual Benefit Administrators concerning the Responsibilities of Plan Fiduciaries for Advice Provided to Plan Participants by Financial Planners or Advisers (6 pp) $29.00

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GAO Report, March 2013: 401(K) Plans: Labor and IRS Could Improve the Rollover Process for Participants (78 pp) $39.00

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FINRA Notice 13-45: Rollovers to Individual Retirement Accounts (10 pp) $29.00

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FINRA Investor Alert: The IRA Rollover: 10 Tips to Making a Sound Decision (4 pp) $29.00

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Key Tax Considerations for Trustees and Custodians-Hot Topics (10 pp) $29.00

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Special Focus: Marketing to Seniors and Retired Investors (4 pp) $29.00
By Michael P. Kreps

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FINRA Investor Alert: 'Free Lunch' Investment Seminars: Avoiding the Heartburn of a Hard Sell (6 pp) $29.00

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'Alternative' Investments, Family Offices, and Prohibited Transactions (12 pp) $29.00
By Stephen T. Freeman Tom W. Anderson W. Mark Smith

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Critical but Often Ignored Legal Considerations (12 pp) $29.00
By Andrew C. Svarre Thomas Provost Thomas Roberts

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Table of Contents (12 pp)