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Derivatives Regulatory Update

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Coursebook Papers:

Derivatives Regulatory Update - Slides (42 pp) $29.00
By Anna T. Pinedo Julian E. Hammar Robert J. Dilworth

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SEC Adopts Final Rules and Guidance Regarding the Cross-Border Application of “Security-Based (6 pp) By Julian E. Hammar

Harmony or Dissonance: The CFTC’s and SEC’s Cross-Border Rules (8 pp) By Julian E. Hammar

The CFTC’s Cross-Border Application of the Dodd-Frank Act (6 pp)

Cross-Border SEF Harmonisation Remains Unclear (6 pp)