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Regulation D Offerings and Private Placements

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Coursebook Papers:

Unregistered Offerings of Securities (76 pp) $39.00
By David B.H. Martin

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Significant Changes to Rules for Private Securities Offerings (16 pp) $29.00
By David B.H. Martin

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Private Offerings: Questions that Might Frequently be Asked Sometime Soon (12 pp) $29.00
By Martin P. Dunn

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Goldilocks, Porridge and General Solicitation (6 pp) $29.00
By Martin P. Dunn

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Materiality, Informal Disclosure, Soft Information, and Forward Looking Statements under Securities Laws (50 pp) $29.00
By Alan J. Berkeley

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Limitations on the Manner of Offering under Regulation D (36 pp) $29.00
By Alan J. Berkeley

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Ten Things You Need to Know about (New) Regulation D and Private Placements (8 pp) $29.00
By Alan J. Berkeley

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Looking Forward: Practical Implications of the JOBS Act Changes to Private Placements (6 pp) $29.00
By Robert B. Robbins

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SEC Proposes Rules for Crowdfunding (10 pp) $29.00
By David B.H. Martin

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SecondMarket Accreditation Verification Frequently Asked Questions as of February 10, 2014 (18 pp) $29.00
By Annemarie Tierney

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Roadmap for Undertaking a Private Offering (20 pp) $29.00
By Alan J. Berkeley

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Regulation D and Private Placement Offerings FINRA Private Placement Filing Requirements (4 pp) $29.00
By Joseph E. Price

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FINRA Updates Forms for Filing Private Placements of Securities Pursuant to FINRA Rules 5122 and 5123 (18 pp) $29.00
By Joseph E. Price

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FINRA Private Placement Filing System User Guide (16 pp) $29.00
By Joseph E. Price

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FINRA Regulation of Private Offerings (14 pp) $29.00
By Hugh H. Makens

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SecondMarket Blue Sky Report (12 pp) $29.00
By Annemarie Tierney

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State and Federal Private Placement Enforcement Issues (26 pp) $29.00
By Hugh H. Makens

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Private Placements: Civil Liabilities under the Federal Securities Laws (46 pp) $29.00
By J. William Hicks

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Considerations in Approaching Due Diligence (34 pp) $29.00
By Hugh H. Makens

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Due Diligence in Private Placement Offerings (32 pp) $29.00
By Robert B. Robbins

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Structuring Best Efforts Offerings and Closings under Rule 10b-9 (28 pp) $29.00
By Robert B. Robbins

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Frequently Asked Questions About the Resale of Restricted Securities (18 pp) $29.00
By Alan J. Berkeley

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Use of 'Finders' to Locate Purchasers in Private Placements and Targets or Acquirors in Private M&A Transactions (14 pp) $29.00
By Alan J. Berkeley

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PIPEs Hedging under Scrutiny (26 pp) $29.00
By Alan J. Berkeley

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Offers, Sales and Resales of Securities under Section 4(a)(1-1/2) and Rule 144A (10 pp) $29.00
By Robert B. Robbins

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Rescission Offers under Regulation D (8 pp) $29.00
By Robert B. Robbins

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Private Offerings by Private Investment Funds (26 pp) $29.00
By Kimberly V. Mann

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Installment Payments in Public and Private Offerings (6 pp) $29.00
By Robert B. Robbins

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Securities Offerings to Employees, Consultants and Advisors under Rule 701 (26 pp) $29.00
By Robert B. Robbins

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Offerings under Regulation S (10 pp) $29.00
By Robert B. Robbins

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Appendix (160 pp) $49.00

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Table of Contents (16 pp)