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Conference on
Life Insurance Company Products

Purchase this digital coursebook for: $195.00 Add to Cart

Coursebook Papers:

Primer on the Regulation of Variable Annunity and Variable Life Insurance Products Under the Federal Securities Laws (132 pp) $49.00
By Stephen E. Roth

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Significant State Insurance Regulatory Developments (184 pp) $49.00
By Cynthia R. Shoss

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Industry and Market Trends — Life and Annunity (14 pp) $29.00
By Kendrick Lombardo

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Index Annuity and Life Product Trends and Issues (76 pp) $39.00
By Ann Young Black

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The Latest Fixed Product Designs — Federal and State Regulatory Considerations for SPIAs and DIAs (8 pp) $29.00
By Judy R. Bartlett

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SEC and FINRA Exams and Enforcement Actions: Current Priorities, Recent Policy Changes and Significant Enforcement Actions (34 pp) $29.00
By Brian L. Rubin, Esquire

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FINRA Department of Enforcement: Enforcement Priorities 2013 (42 pp) $29.00
By J. Bradley Bennett

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Retirement Plans and Products: Key Federal Policy Developments for Life Insurance Companies (10 pp) $29.00
By Derek B. Dorn

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Anatomy of Pension Buy-Out Transaction (22 pp) $29.00
By Stephen E. Wieler

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Fiduciary Cases: Insurance Companies as Recordkeepers of Retirement Plans (16 pp) $29.00
By Steven Kronheim

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The New Wave of Mutual Fund Fee Litigation (52 pp) $39.00
By Jeffrey S. Puretz, Esquire

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SEC Actions Involving Fund Valuation Practices (14 pp) $29.00
By Robin S. Yonis

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The SEC's Proposed Money Market Reform (32 pp) $29.00
By Renee M. Hardt

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Mad Men to Whistleblowers: Disclosure Developments Impacting Variable Insurance Products and Underlying Mutual Funds (62 pp) $39.00
By Gary O. Cohen, Esquire

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Development of Managed Risk Funds in the VA Market (10 pp) $29.00
By Kenneth P. Mungan

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Recent Variable Annunity Regulatory Developments (32 pp) $29.00
By Stephen E. Roth

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Insurance Product Distribution Developments (8 pp) $29.00
By Pramit Das

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The Best of Both Worlds: A Fact-Based Analysis of the Legal Obligations of Investment Advisers and Broker-Dealers and a Framework for Enhanced Investor Protection (58 pp) $39.00
By James S. Wrona

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Overview of Recent FINRA and SEC Rulemaking and Enforcement Actions Relevant to the Sale of Variable Annuities and Variable Life Insurance Products (18 pp) $29.00
By Stephanie Nicolas

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SEC’s Continuing Quest for a Harmonized Standard of Care for Broker-DealersInvestment Advisers (72 pp) $39.00
By Carl B. Wilkerson, Esquire

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A Digest of Reported FINRA Disciplinary Actions Involving Variable Annuities, Variable Life Insurance and Mutual Funds Between January 2012 and August 2013 (146 pp) $49.00
By Carl B. Wilkerson, Esquire

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FINRA Social Media Considerations (10 pp) $29.00
By Amy C. Sochard

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Insurance Products in the Electronic Age: Practical Considerations of Broker-Dealers, Life & Annuity Companies, & Agent / Registered Representative Social Media Concerns (10 pp) $29.00
By Allen R. Reed

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When to Say When: Handling Emerging Technology-Related SEC Enforcement Tactics (10 pp) $29.00
By John Reed Stark

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ACLI Response to Request from SEC for Information on the Duties of Brokers, Dealers, and Investment Advisers, Appendix A (148 pp) $49.00
By Carl B. Wilkerson, Esquire

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Office of Compliance Inspections and Examinations Investment Adviser Examinations: Core Initial Request for Information (8 pp) $29.00
By Jane E. Jarcho, Esquire

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Information for Newly Registered Investment Advisers (16 pp) $29.00
By Jane E. Jarcho, Esquire

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Examination Information for Broker-Dealers, Transfer Agents, Clearing Agencies, Investment Advisers, and Investment Companies (6 pp) $29.00
By Jane E. Jarcho, Esquire

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Examinations by the Securities and Exchange Commission's Office of Compliance Inspections and Examinations, February 2012 (48 pp) $29.00
By Jane E. Jarcho, Esquire

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Office of Compliance Inspections and Examinations: Public Alerts, Reports, and Letters (4 pp) $29.00
By Jane E. Jarcho, Esquire

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SEC Investor Advisory Committee Recommendations (4 pp) $29.00
By Jane E. Jarcho, Esquire

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Speeches by the Chairman, Commissioners, and Staff of the SEC (8 pp) $29.00
By Jane E. Jarcho, Esquire

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Roadmap for Today-Cyberattacks-Data Breaches-SEC Guidance-PPT-supplemental material (24 pp) $29.00
By John Reed Stark

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Learnings from Mass Mutual-PPT-supplemental material (6 pp) $29.00

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Insurance Products in the Electronic Age: Practical Considerations of Broker-Dealers, Life & Annuity Companies, & Agent/Registered Representative Social Media Concerns-PPT-supplemental material (20 pp) $29.00
By Allen R. Reed

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Regulation of Variable Products Under the Federal Securities Laws-PPT-supplemental material (44 pp) $29.00

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SEC and FINRA Exams and Enforcement Actions-PPT-supplemental material (6 pp) $29.00
By Brian L. Rubin, Esquire

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Insurance Product Distribution Developments-PPT-supplemental material (4 pp) $29.00
By Katherine Schulze

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Insurance Product Distribution Developments-PPT-supplemental material (22 pp) $29.00
By Stephanie Nicolas

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Table of Contents (14 pp)