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Regulation D Offerings
and Private Placements

Purchase this digital coursebook for: $125.00 Add to Cart

Coursebook Forms:

Materiality, Informal Disclosure, Soft Information, & Forward Looking Statements (with Sample Forms) (50 pp) $29.00
By Alan J. Berkeley

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Considerations in Approaching Due Diligence (With Comprehensive Checklists) (30 pp) $29.00
By Hugh H. Makens

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Coursebook Papers:

Unregistered Offerings of Securities (62 pp) $39.00
By David B.H. Martin

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Roadmap for Undertaking a Private Offering (18 pp) $29.00
By Alan J. Berkeley

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Looking Forward: Practical Implications of the JOBS Act Changes to Private Placements (6 pp) $29.00
By Robert B. Robbins

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Public Comment re: JOBS Act from SecondMarket Holdings, Inc. (8 pp) $29.00
By Anne Marie Tierney

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SecondMarket Proposed Product Overview (4 pp) $29.00
By Anne Marie Tierney

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Limitations on the Manner of Offering under Regulation D (38 pp) $29.00
By Alan J. Berkeley

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Jumpstart Our Business Startups Act: Frequently Asked Questions About the Exemption from Broker-Dealer Registration in Title II of the JOBS Act (8 pp) $29.00
By Alan J. Berkeley

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JOBS Act Exemption from Broker-Dealer Registration in Rule 506 Offerings (14 pp) $29.00
By Robert N. Rapp

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JOBS Act 'Crowdfunding' Update (16 pp) $29.00
By Robert N. Rapp

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Use of 'Finders' to Locate Purchasers in Private Placements and Targets or Acquirors in Private M&A Transactions (14 pp) $29.00
By Alan J. Berkeley

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Revised Form D (18 pp) $29.00
By Alan J. Berkeley

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FINRA Issues Voluntary Interim Form for Crowdfunding Portals (4 pp) $29.00
By Robert B. Robbins

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SEC Approves New FINRA Rule 5123 Regarding Private Placements of Securities (14 pp) $29.00
By Joseph E. Price

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Blue Sky Regulation of Regulation D Offerings and Private Placements (28 pp) $29.00
By Robert N. Rapp

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FINRA Regulation of Private Offerings (14 pp) $29.00
By Hugh H. Makens

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Private Placements: Civil Liabilities under the Federal Securities Laws (44 pp) $29.00
By J. William Hicks

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Due Diligence in Private Placement Offerings (32 pp) $29.00
By Robert B. Robbins

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Structuring Best Efforts Offerings and Closings under Rule 10b-9 (28 pp) $29.00
By Robert B. Robbins

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Offers, Sales and Resales of Securities under Section 4[a](1-1/2) and Rule 144A (10 pp) $29.00
By Robert B. Robbins

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Offerings under Regulation S (10 pp) $29.00
By Robert B. Robbins

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Frequently Asked Questions about the Resale of Restricted Securities (16 pp) $29.00
By Alan J. Berkeley

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PIPES Hedging under Scrutiny (26 pp) $29.00
By Alan J. Berkeley

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Private Offerings by Private Investment Funds (24 pp) $29.00
By Kimberly V. Mann

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Private Placements in Mergers and Acquitions: Avoiding General Solicitation (8 pp) $29.00
By Robert B. Robbins

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Securities Offerings to Employees, Consultants and Advisors under Rule 701 (24 pp) $29.00
By Robert B. Robbins

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Private Trading Platforms for Restricted Securities (8 pp) $29.00
By Robert B. Robbins

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Rescission Offers under Regulation D (8 pp) $29.00
By Robert B. Robbins

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Installment Payments in Public and Private Offerings (6 pp) $29.00
By Robert B. Robbins

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APPENDIX--Regulation D and Related Materials (134 pp) $49.00

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Table of Contents (14 pp)