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Fundamentals of Securities Law

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Coursebook Forms:

Materiality, Informal Disclosure & Forward Looking Statements (With Sample "Big Boy" Letters) 2012 (46 pp) $29.00
By Alan J. Berkeley

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Form of Summary Memorandum and Sample Corporate Policy on Insider Trading (2012) (20 pp) $29.00
By Alan J. Berkeley

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Coursebook Papers:

Table of Contents

Overview of Federal Securities Law (6 pp) $29.00
By Thomas Lee Hazen

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Definition of 'Security' (16 pp) $29.00
By Thomas Lee Hazen

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Relation of Securities Laws to Other Laws (8 pp) $29.00
By Thomas Lee Hazen

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Roles and Functions of the Securities and Exchange Commission (10 pp) $29.00
By Thomas Lee Hazen

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Structure of the Securities Act of 1933, 15 U.S.C. § 77a et seq. (8 pp) $29.00
By Thomas Lee Hazen

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Exemptions from the Securities Act Registration Requirements — General Considerations (6 pp) $29.00
By Thomas Lee Hazen

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Exemptions from the Securities Act Registration Requirements — Non-Public Offerings and Regulation D (12 pp) $29.00
By Thomas Lee Hazen

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Unregistered Offerings of Corporate Securities Including Regulation Dand Regulation A (32 pp) $29.00

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Intrastate Offerings (10 pp) $29.00
By Thomas Lee Hazen

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Securities Offerings to Employees, Consultants and Advisors under Rule 701 (24 pp) $29.00
By Robert B. Robbins

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Offerings under Regulation S (10 pp) $29.00
By Robert B. Robbins

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Regulation S (8 pp) $29.00
By Alan J. Berkeley

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Frequently Asked Questions about the Resale of Restricted Securities (16 pp) $29.00
By Alan J. Berkeley

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Securities Law for Non-Securities Lawyers: Underwriters (6 pp) $29.00
By Amy Bowerman Freed

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Offers, Sales and Resales of Securities under Section 4 (1-1/2) and Rule 144A (8 pp) $29.00
By Robert B. Robbins

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Preparation of the Registration Statement (46 pp) $29.00
By Robert B. Robbins

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Some Background and Simple FAQs about Dutch Auctions and the Google IPO (10 pp) $29.00
By Alan J. Berkeley

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Securities Law for Non-Securities Lawyers: Management Discussion and Analysis of Financial Conditions and Results of Operation (MD&A) (20 pp) $29.00
By Amy Bowerman Freed

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Some FAQs and Answers about Corporate Disclosure (22 pp) $29.00
By Alan J. Berkeley

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Securities Law for Non-Securities Lawyers: Proxy Solicitation (18 pp) $29.00
By Amy Bowerman Freed

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Securities Law for Non-Securities Lawyers: Tender Offers (22 pp) $29.00
By Amy Bowerman Freed

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The Jurisprudence of SEC Rule 10b-5 (12 pp) $29.00
By Thomas Lee Hazen

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Civil Liabilities to Private Parties under the 1934 Act (including litigation reform) (18 pp) $29.00
By Thomas Lee Hazen

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Civil Liabilities to Private Parties under Sections 11 and 12 of the 1933 Act (8 pp) $29.00
By Thomas Lee Hazen

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Insider Trading and Outsider Trading under SEC Rule 10b-5 (18 pp) $29.00
By Thomas Lee Hazen

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Developments under Section 16 (54 pp) $39.00

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Ethics and Professional Responsibility for Attorneys in Securities Transactions (48 pp) $29.00
By Robert B. Robbins

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H.R. 3606, Jumpstart Our Business Startups Act (24 pp) $29.00

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Capital Markets Relief: JOBS (Jumpstart Our Business Startups) Act Eases Regulatory Barriers to IPOs and Other Capital Raising Alternatives (12 pp) $29.00

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Table of Contents (12 pp)

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