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Regulation D Offerings and Private Placements

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Coursebook Forms:

Due Diligence in Private Placements: Benefits & Pitfalls of Checklists (with Due Diligence Request) (30 pp) $29.00
By Hugh H. Makens

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Coursebook Papers:

Table of Contents

Unregistered Offerings of Securities (56 pp) $39.00
By David B.H. Martin

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Crowdfunding and Other Recent Legislative Initiatives Focused on Capital Raising and Job Creation (28 pp) $29.00
By Robert B. Robbins

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Roadmap for Undertaking a Private Offering (14 pp) $29.00
By Alan J. Berkeley

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Communications during the 'Offering Process' and Securities Offering Reformby SEC (14 pp) $29.00
By Alan J. Berkeley

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Limitations on the Manner of Offering under Regulation D (32 pp) $29.00
By Alan J. Berkeley

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Revised Form D (18 pp) $29.00
By Alan J. Berkeley

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Regulation S (8 pp) $29.00
By Alan J. Berkeley

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Materiality, Informal Disclosure, Soft Information, and Forward Looking Statements under Securities Laws (46 pp) $29.00
By Alan J. Berkeley

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Letter from FINRA to SEC dated Jan. 19, 2012 regarding Proposed Rule Change to Adopt FINRA Rule 5123 (Private Placements of Securities) (24 pp) $29.00
By Joseph E. Price

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Amendment to Proposed FINRA Rule 5123 (18 pp) $29.00
By Joseph E. Price

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Blue Sky Regulation of Regulation D Offerings and Private Placements (24 pp) $29.00
By Robert N. Rapp

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NASD Regulation and Federal and State Enforcement Issues (26 pp) $29.00
By Denise Voigt Crawford Hugh H. Makens

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Private Placements: Civil Liabilities under the Federal Securities Laws (42 pp) $29.00
By J. William Hicks

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Due Diligence in Private Placement Offerings (32 pp) $29.00
By Robert B. Robbins

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Structuring Best Efforts Offerings and Closings under Rule 10b-9 (28 pp) $29.00
By Robert B. Robbins

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Offers, Sales and Resales of Securities under Section 4(1-1/2) and Rule 144A (10 pp) $29.00
By Robert B. Robbins

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Frequently Asked Questions about the Resale of Restricted Securities (16 pp) $29.00
By Alan J. Berkeley

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Pipes Hedging Under Scrutiny (26 pp) $29.00
By Alan J. Berkeley

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Private Offerings by Private Investment Funds (22 pp) $29.00
By Kimberly V. Mann

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Securities Offerings to Employees, Consultants and Advisors under Rule 701 (24 pp) $29.00
By Robert B. Robbins

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Private Placements in Mergers and Acquisitions (8 pp) $29.00
By Robert B. Robbins

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Private Trading Platforms for Restricted Securities (8 pp) $29.00
By Robert B. Robbins

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Rescission Offers under Regulation D (8 pp) $29.00
By Robert B. Robbins

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Installment Payments in Public and Private Offerings (6 pp) $29.00
By Robert B. Robbins

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Regulation D and Related Materials--APPENDIX (398 pp) $49.00

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H.R. 3606 (112th Congress, 2D Session)-supplemental material (50 pp) $29.00

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Table of Contents (14 pp)