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SEC Registration of Investment Advisers:
New No-Action Letter Permitting Related Advisers to File Single Form ADV

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Coursebook Papers:

Table of Contents

ABA Letter to SEC (January 18, 2012) (8 pp)

Response of the Office of Investment Adviser Regulation, Division of Investment Management (signed by Tram Nguyen for SEC) (8 pp)

SEC Registration of Investment Advisers: New No-Action Letter Permitting Related Advisers to File Single Form ADV (10 pp) $29.00
By Marc E. Elovitz

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