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Conference on Life Insurance Company Products: Current SEC, FINRA, Insurance, Tax, and ERISA Regulatory and Compliance Issues

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Coursebook Forms:

State Insurance Developments on the Regulation of Annuity Disclosure (with Sample Disclosure) (70 pp) $39.00
By Ann Young Black

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Coursebook Papers:

Table of Contents

State Insurance Developments on the Regulation of Suitability (84 pp) $39.00
By Ann Young Black

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State Insurance Developments on the Regulation of Suitability (84 pp) $39.00
By Ann Young Black

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Looking Back and Going Forward: Observations on Key Capital and Reserving Reform Proposals Considered by NAIC 2008-2009 (14 pp) $29.00
By Diana M. Marchesi, Esquire

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Wagering on Life . . . and Death: From 18th Century England to 21st Century America (48 pp) $29.00
By Jana Lee Pruitt, Esquire

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Overview of the American Council of Life Insurers (ACLI) Proposed Amendments to the U.S. Treasury Financial Reform Proposals for Titles I, II, III, V, VI and XII (38 pp) $29.00
By Stephen E. Rahn, Esquire

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Recent FINRA Regulatory Developments Affecting Insurance-Affiliated Broker-Dealers: Practical Implications (48 pp) $29.00
By Clifford E. Kirsch, Esquire

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A Digest of Reported FINRA Disciplinary Actions Involving 66 Variable Annuities, Variable Life Insurance and Mutual Funds Between June 2008 and July 2009 (66 pp) $39.00
By Carl B. Wilkerson, Esquire

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The Changing Environment of Retirement Income (8 pp) $29.00
By Tamiko Toland, Editor

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Variable Annuity Living Benefits: Challenges and Prospects (10 pp) $29.00
By Noel Abkemeier, F.S.A.

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Recent Developments Affecting Variable Annuity Guarantees (38 pp) $29.00
By Stewart D. Gregg, Esquire

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What is the Future of Rule 151A? Possible Next Steps by Regulators and Legislators (12 pp) $29.00
By Paul G. Cellupica

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Section 151A under the Securities Act of 1933: Aftermath for Analysis of Status of Insurance Company Products Under Section 3(a)(8) of the Act (72 pp) $39.00
By Gary O. Cohen, Esquire

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SEC Framework for Non-Variable Insurance Contracts (26 pp) $29.00
By Michael H. Miller

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Rule 12h-7: Implementation and Compliance Issues (42 pp) $29.00

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Recent Developments in Life Insurance Product and Company Taxation: When the Tax Code, Tax Policy, and Practical Considerations Align (and Where They Sometime Collide) (12 pp) $29.00
By Ann B. Cammack, VP & Sr. Counsel

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ERISA Issues for Insurance Companies (18 pp) $29.00
By Melanie Franco Nussdorf, Esquire

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Target Date Funds (32 pp) $29.00
By Jeffrey S. Puretz, Esquire

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Jones v. Harris: The Supreme Court Weighs in on Section 36(b) (62 pp) $39.00
By Jeffrey S. Puretz, Esquire

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Underlying Fund Summary Prospectuses Bound with A Variable Product Prospectus (8 pp) $29.00
By Jeffrey S. Puretz, Esquire Karen McMillan, Esquire Richard J. Wirth

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A Spell-Binding Short Story of a Summary: Underlying Fund Summary Prospectuses Bound With a Variable Product Prospectus (38 pp) $29.00
By Richard J. Wirth

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Aftermath of Rule 151A and the Securities Act Status of Insurance Products: American Equity Investment Life Insurance Co. et al. v. Securities and Exchange Commission (Handout) (100 pp) $39.00
By Richard T. Choi, Esquire

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Recent FINRA Developments (Handout) (20 pp) $29.00
By Angela Goelzer, Esquire Carl B. Wilkerson, Esquire Clifford E. Kirsch, Esquire Gerry A. Gunderson, Esquire Salene Hitchcock-Gear, Esquire

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Underlying Fund Summary Prospectuses Bound with A Variable Product Prospectus: 8 Point Summary (Handout) (12 pp) $29.00
By Jeffrey S. Puretz, Esquire Karen McMillan, Esquire Richard J. Wirth

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Statement before the House Financial Services Committee On Systemic Regulation, Prudential Matters, Resolution Authority, and Securitization (Handout) (12 pp) $29.00
By Richard T. Choi, Esquire

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Jones v. Harris:The Supreme Court Weighs in on Advisory Fees(Revised Edition) (Handout) (6 pp) $29.00
By Jeffrey S. Puretz, Esquire Karen McMillan, Esquire Richard J. Wirth

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Financial Services Modernization: Federal Insurance Office, Systemic Risk, Prudential Matters, and Resolution Authority (Handout) (8 pp) $29.00
By Stephen E. Rahn, Esquire

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Recent Developments Affecting Variable Annuity Guarantees (Handout) (8 pp) $29.00
By Stewart D. Gregg, Esquire

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A Uniform Standard of Care for Broker-Dealers & Investment Advisers: A Long Saga Nearing Closure (Handout) (50 pp) $29.00
By Carl B. Wilkerson, Esquire

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