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Investment Advisers: The Changing Regulatory Landscape

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Coursebook Papers:

Table of Contents

Broker-Dealer Advisory Services (18 pp) $29.00
By Clifford E. Kirsch, Esquire

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Moving Toward a Functional Regulation of Broker-Dealers and Investment Advisers (24 pp) $29.00

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The Madoff 'Opportunity' - Harmonizing the Overarching Standard of Care for Financial Professionals Who Give Investment Advice (18 pp) $29.00

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Coursebook Subscription - Business Organizations/Corporate Law
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