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Regulation D Offerings
and Private Placements

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Coursebook Forms:

Confidential Private Placement Memorandum (2009) (52 pp) $39.00
By Kimberly V. Mann

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Term Sheet for Series A Preferred Stock Financing (18 pp) $29.00
By Katherine J. Blair

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Form D: Notice of Sale of Securities Pursuant to Regulation D, Section 4(6), and/or Uniform Limited Offering Exemption (2009) (12 pp) $29.00

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Coursebook Papers:

Table of Contents

Unregistered Offerings of Securities (56 pp) $39.00

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Revised Form D (18 pp) $29.00
By Alan J. Berkeley

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Roadmap for Undertaking a Private Offering (14 pp) $29.00
By Alan J. Berkeley

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Communications During the 'Offering Process' and Securities Offering Reform by SEC (12 pp) $29.00
By Alan J. Berkeley

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Limitations on the Manner of Offering Under Regulation D (30 pp) $29.00
By Alan J. Berkeley

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Private Offerings by Private Investment Funds (22 pp) $29.00
By Kimberly V. Mann

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Disclosure in Private Placements of Interests in Limited Partnerships (14 pp) $29.00
By Kimberly V. Mann

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Offering Documents in Private Placements of Fund Interests (18 pp) $29.00
By Kimberly V. Mann

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Materiality, Informal Disclosure, Soft Information, and Forward Looking Statements under Securities Laws (36 pp) $29.00
By Alan J. Berkeley

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Private Offerings for Small Businesses and Start-up Ventures (14 pp) $29.00
By Katherine J. Blair

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Blue Sky Practice-Part I: Doing it Right: Avoiding Liability Arising from State Private Offerings under ULOE and Limited Offering Exemptions (74 pp) $39.00
By Hugh H. Makens

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Blue Sky Developments-Part II: Small Corporate Offering Registration-Form U-7 (48 pp) $29.00
By Hugh H. Makens

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Private Placements: Civil Liabilities under the Federal Securities Laws (40 pp) $29.00
By J. William Hicks

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Due Diligence in Private Placements — Checklists (16 pp) $29.00
By Hugh H. Makens

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Due Diligence in Private Placement Offerings (26 pp) $29.00
By Robert B. Robbins

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Structuring Best Efforts Offerings and Closings Under Rule 10b-9 (26 pp) $29.00
By Robert B. Robbins

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Frequently Asked Questions about the Resale of Restricted Securities (12 pp) $29.00
By Alan J. Berkeley

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Offers, Sales and Resales of Securities under Rule 144A (8 pp) $29.00
By Robert B. Robbins

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Private Placements in Mergers and Acquisitions (8 pp) $29.00
By Robert B. Robbins

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Rescission Offers under Regulation D (6 pp) $29.00
By Robert B. Robbins

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Securities Offerings to Employees, Consultants and Advisors Under Rule 701 (22 pp) $29.00
By Robert B. Robbins

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Installment Payments in Public and Private Offerings (6 pp) $29.00
By Robert B. Robbins

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Pipes Hedging Under Scrutiny (24 pp) $29.00
By Alan J. Berkeley

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Regulation D in Practice (10 pp) $29.00
By Denise Voigt Crawford

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AIM (Equity) Offerings Under Regulation S and Trading and Resale Constraints (24 pp) $29.00
By Alan J. Berkeley

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Regulation S (8 pp) $29.00
By Alan J. Berkeley

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SEC Release No. 33-8891 Electronic Filing and Revision of Form D (34 pp) $29.00

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Regulation D: Rules Governing the Limited Offer and Sale of Securities Without Registration under the Securities Act of 1933 (12 pp) $29.00

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SEC Release No. 6455: Interpretive Release on Regulation D (March 3, 1983) (22 pp) $29.00

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SEC Release No. 33-8828 - Revisions of Limited Offering Exemptions in Regulation D (100 pp) $39.00

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SEC Release No. 33-8869 - Revisions to Rules 144 and 145 (90 pp) $39.00

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Revised Form D and Electronic Filing-supplemental material (7 pp) $29.00
By Martin P. Dunn

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