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SEC Regulation and Practice: Advice From the Experts

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Table of Contents

Structure of the Securities Act of 1933 (8 pp) $29.00
By Thomas Lee Hazen

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Civil Liabilities to Private Parties Under Sections 11 and 12 of the 1933 Act (8 pp) $29.00
By Thomas Lee Hazen

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Roles and Functions of the Securities and Exchange Commission (10 pp) $29.00
By Thomas Lee Hazen

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Overview of Federal Securities Law (6 pp) $29.00
By Thomas Lee Hazen

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Civil Liabilities to Private Parties Under the 1934 Act (16 pp) $29.00
By Thomas Lee Hazen

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Relation of Securities Laws to Other Laws (8 pp) $29.00
By Thomas Lee Hazen

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Intrastate Offerings (8 pp) $29.00
By Thomas Lee Hazen

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The Jurisprudence of SEC Rule 10b-5 (10 pp) $29.00
By Thomas Lee Hazen

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Exemptions From the Securities Act Registration Requirements - General Considerations (6 pp) $29.00
By Thomas Lee Hazen

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Exemptions From The Securities Act Registration Requirements - Non-Public Offerings and Regulation D (12 pp) $29.00
By Thomas Lee Hazen

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Preparation of the Registration Statement (46 pp) $29.00

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Roadmap for Undertaking a Private Offering (14 pp) $29.00

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Frequently Asked Questions About the Resale of Restricted Securities (12 pp) $29.00

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Materiality, Informal Disclosure, Soft Information, and Forward Looking Statements Under Securities Laws (36 pp) $29.00
By Alan J. Berkeley

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Form of Summary Memorandum and Sample Corporate Policy on Insider Trading (20 pp) $29.00
By Alan J. Berkeley

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Annual Life Cycle of A Public Company (12 pp) $29.00
By Amy Bowerman Freed, Esquire

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Coursebook Subscription - Business Organizations/Corporate Law
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