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Investment Adviser Regulation

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Table of Contents

ABCs of Investment Adviser Regulation: Overview of Adviser Regulation (22 pp) $29.00
By Clifford E. Kirsch, Esquire

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Study Materials--Updates on Investor Protection (8 pp) $29.00
By Patricia D. Struck, Esquire

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Recent SEC Developments Regarding Investment Advisers (10 pp) $29.00
By Mari-Anne Pisarri, Esquire

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Wrap-Fee Programs and Separately-Managed Accounts (SMAs) (12 pp) By Carol A. Gehl, Esquire

Investment Advice for Employee Benefit Plans and IRA's (48 pp) $29.00
By W. Mark Smith

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Study Materials--Regulations on Investment Advice (64 pp) $39.00
By Louis J. Campagna, Jr., Esquire

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Investment Advisor Regulation: Legal Ethics for the Investment Adviser Lawyer and Compliance Officer (8 pp) $29.00
By Audrey C. Talley

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Broker-Dealer Advisory Services; Financial Planning (18 pp) $29.00
By Clifford E. Kirsch, Esquire

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Practical Implications From The Credit Crisis (10 pp) $29.00
By Christopher E. Palmer

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Broker-Dealer Advisory Services; Financial Planning REVISED-supplemental material (32 pp) $29.00
By Clifford E. Kirsch, Esquire Jeffrey O. Himstreet

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Living Benefits in Defined Contribution Plans: Important Considerations for Investment Managers-supplemental material (14 pp) $29.00
By Jack Ewing

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Investment Adviser Act--Advertising and Marketing-supplemental material (62 pp) $39.00

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Wrap Fee Programs and Separately Managed Accounts-supplemental material (41 pp) $29.00
By Steven W. Stone, Esquire

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Coursebook Subscription - Business Organizations/Corporate Law
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