Online CLE | CLE Credits Online | Online CLE Courses | ALI-CLE.org
Online Library

Back to Results Back to Results

Regulation D Offerings and Private Placements Highlights

Purchase this digital coursebook for: $195.00 Add to Cart

Coursebook Forms:

Confidential Private Placement Memorandum (June 2008) (44 pp) $29.00

Preview Document (PDF) Add to Cart


Sample Subscription Documents for Private Placements of Interests in Limited Partnerships (June 2008) (32 pp) $29.00
By Kimberly V. Mann

Preview Document (PDF) Add to Cart


No Registration Opinions (2008) (10 pp) $29.00

Preview Document (PDF) Add to Cart


Blue Sky Practice - Avoiding Liability Arising from State Private Offerings (With Sample Business History Questionnaire) (June 2008) (74 pp) $39.00
By Hugh H. Makens

Preview Document (PDF) Add to Cart


Blue Sky Developments -Small Corporate Offering Registration - Form U-7 (June 2008) (48 pp) $29.00
By Hugh H. Makens

Preview Document (PDF) Add to Cart


Due Diligence in Private Placements - Checklists (16 pp) $29.00

Preview Document (PDF) Add to Cart


Form D: Notice of Sale of Securities Pursuant to Regulation D, Section 4(6), and/or Uniform Limited Offering Exemption (June 2008) (12 pp) $29.00

Preview Document (PDF) Add to Cart


Coursebook Papers:

Table of Contents

Unregistered Offerings of Securities (60 pp) $39.00

Preview Document (PDF) Add to Cart


Roadmap for Undertaking a Private Offering (14 pp) $29.00

Preview Document (PDF) Add to Cart


Limitations on the Manner of Offering under Regulation D (28 pp) $29.00
By Alan J. Berkeley

Preview Document (PDF) Add to Cart


Communications During the 'Offering Process' and Securities Offering Reform by SEC (12 pp) $29.00

Preview Document (PDF) Add to Cart


Materiality, Informal Disclosure, Soft Information, and Forward Looking Statements under Securities Laws (34 pp) $29.00
By Alan J. Berkeley

Preview Document (PDF) Add to Cart


Private Offerings by Private Investment Funds (20 pp) $29.00
By Kimberly V. Mann

Preview Document (PDF) Add to Cart


Private Offerings for Small Businesses and Start-Up Ventures (6 pp) $29.00
By Katherine J. Blair

Preview Document (PDF) Add to Cart


Disclosure in Private Placements of Interests in Limited Partnerships (14 pp) $29.00
By Kimberly V. Mann

Preview Document (PDF) Add to Cart


Blue Sky Practice (28 pp) $29.00
By Denise Voigt Crawford

Preview Document (PDF) Add to Cart


Blue Sky Practice (28 pp) $29.00
By Denise Voigt Crawford

Preview Document (PDF) Add to Cart


Private Placements: Civil Liabilities under the Federal Securities Laws (40 pp) $29.00
By J. William Hicks

Preview Document (PDF) Add to Cart


Due Diligence in Private Placement Offerings (28 pp) $29.00
By Robert B. Robbins

Preview Document (PDF) Add to Cart


Structuring Best Efforts Offerings and Closings under Rule 10b-9 (26 pp) $29.00
By Robert B. Robbins

Preview Document (PDF) Add to Cart


Frequently Asked Questions about the Resale of Restricted Securities (12 pp) $29.00

Preview Document (PDF) Add to Cart


SEC Adopts Revisions to Rules 144 and 145 to Shorten Holding Period for Affiliates and Non-Affiliates (8 pp) $29.00

Preview Document (PDF) Add to Cart


Offers, Sales, and Resale of Securities under Rule 144A (10 pp) $29.00
By Robert B. Robbins

Preview Document (PDF) Add to Cart


Practical Considerations for Revised Rule 144 (8 pp) $29.00

Preview Document (PDF) Add to Cart


AIM (Equity) Offerings under Regulation S and Trading and Resale Constraints (24 pp) $29.00

Preview Document (PDF) Add to Cart


Resales of Securities - An Expanded Safe Harbor Revisions to Rules 144 and 145 (10 pp) $29.00

Preview Document (PDF) Add to Cart


Private Placements in Mergers and Acquisitions: Avoiding General Solicitation (8 pp) $29.00
By Robert B. Robbins

Preview Document (PDF) Add to Cart


Securities Offerings to Employees, Consultants, and Advisors under Rule 701 (24 pp) $29.00
By Robert B. Robbins

Preview Document (PDF) Add to Cart


Installment Payments in Public and Private Offerings (6 pp) $29.00
By Robert B. Robbins

Preview Document (PDF) Add to Cart


Rescission Offers under Regulation D (6 pp) $29.00
By Robert B. Robbins

Preview Document (PDF) Add to Cart


Pipes Hedging under Scrutiny (24 pp) $29.00

Preview Document (PDF) Add to Cart


SEC Adopts Revisions to, and Mandates the Electronic Filing of, Form D (6 pp) $29.00

Preview Document (PDF) Add to Cart


SEC Release No. 33-8891 Electronic Filing and Revision of Form D (34 pp) $29.00

Preview Document (PDF) Add to Cart


Regulation D: Rules Governing the Limited Offer and Sale of Securities Without Registration under the Securities Act of 1933 (12 pp) $29.00

Preview Document (PDF) Add to Cart


SEC Release No. 6455: Interpretive Release on Regulation D (March 3, 1983) (22 pp) $29.00

Preview Document (PDF) Add to Cart


SEC Release No. 33-8828 - Revisions of Limited Offering Exemptions in Regulation D (100 pp) $39.00

Preview Document (PDF) Add to Cart


SEC Release No. 33-8869 - Revisions to Rules 144 and 145 (90 pp) $39.00

Preview Document (PDF) Add to Cart


Offering Documents in Private Placements of Fund Interests (18 pp) $29.00
By Kimberly V. Mann

Preview Document (PDF) Add to Cart


Proposed Revisions to Regulation D (9 pp) $29.00
By David B.H. Martin

Preview Document (PDF) Add to Cart