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Fundamentals of Securities Law

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Coursebook Forms:

Preparation of the Registration Statement (With Sample Time Schedule) (46 pp) $29.00

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Form of Summary Memorandum and Sample Corporate Policy on Insider Trading (2008) (20 pp) $29.00
By Alan J. Berkeley

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Coursebook Papers:

Table of Contents

Overview of Federal Securities Law (6 pp) $29.00

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Definition of “Security” (16 pp) $29.00

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Relation of Securities Laws to Other Laws (8 pp) $29.00

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Roles and Functions of the Securities and Exchange Commission (10 pp) $29.00

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Structure of the Securities Act of 1933 15 U.S.C. § 77a et seq. (8 pp) $29.00

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Exemptions From the Securities Act Registration Requirements--General Considerations (6 pp) $29.00

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Exemptions From the Securities Act Registration Requirements Non-Public Offerings and Regulation D (12 pp) $29.00

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Unregistered Offerings of Securities (60 pp) $39.00

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Proposed Revisions to Regulation D (10 pp) $29.00

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Intrastate Offerings (8 pp) $29.00

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Securities Offerings to Employees, Consultants, and Advisors under Rule 701 (24 pp) $29.00
By Robert B. Robbins

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Offerings under Regulation S (10 pp) $29.00
By Robert B. Robbins

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Problems Caused By the Integration of Public and Private Offerings (10 pp) $29.00

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Overview-The Underwriter Concept (8 pp) $29.00

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Overview of Rule 144 (8 pp) $29.00
By M. Patricia Oliver

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Offers, Sales, and Resales of Securities under Section 4(1-1/2) and Rule 144A (8 pp) $29.00
By Robert B. Robbins

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Pre-Planning for a Public Offering - Issues and Actions to be Considered before Making a Commitment (12 pp) $29.00
By Alan J. Berkeley

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Communications During the 'Offering Process' and Securities Offering Reform by SEC (12 pp) $29.00

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Roadmap for Undertaking a Private Offering (14 pp) $29.00

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Some Background and Simple FAQs about Dutch Auctions and the Google IPO (10 pp) $29.00
By Alan J. Berkeley

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Overview of Regulations S-K and S-B (22 pp) $29.00
By M. Patricia Oliver

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Overview of Management's Discussion and Analysis of Financial Condition and Results of Operation (14 pp) $29.00
By M. Patricia Oliver

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Management's Discussion and Analysis of Financial Condition and Results of Operations (MD&A) (20 pp) $29.00

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Materiality, Informal Disclosure, Soft Information, and Forward Looking Statements under Securities Laws (34 pp) $29.00
By Alan J. Berkeley

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Registration under the Securities Exchange Act of 1934 (8 pp) $29.00

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Continuous Reporting Requirements under the Exchange Act of 1934 (8 pp) $29.00

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Frequently Asked Questions About the Resale of Restricted Securities (12 pp) $29.00

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Some FAQs and Answers about Corporate Disclosure (20 pp) $29.00
By Alan J. Berkeley

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Proxy Solicitation and the Annual Report to Shareholders (16 pp) $29.00
By M. Patricia Oliver

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Overview of Proxy Solicitation (16 pp) $29.00

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Overview of Shareholder Proposals (10 pp) $29.00
By M. Patricia Oliver

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Reporting By Beneficial Owners (10 pp) $29.00

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Overview of Tender Offers (18 pp) $29.00

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Obtaining Staff Guidance Today (8 pp) $29.00
By Alan J. Berkeley

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Insider Trading under Rule 10b-5 (16 pp) $29.00

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The Jurisprudence of SEC Rule 10b-5 (10 pp) $29.00

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Notes on Deregistration of Securities under the Securities Exchange Act of 1934 (8 pp) $29.00
By Alan J. Berkeley

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Overview of Section 16 (10 pp) $29.00
By M. Patricia Oliver

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Civil Liabilities to Private Parties under the 1934 Act (16 pp) $29.00

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Civil Liabilities to Private Parties under Sections 11 and 12 of the 1933 Act (8 pp) $29.00

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Ethics and Professional Responsibility for Attorneys in Securities Transactions (45 pp) $29.00

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Message from the President (4 pp) $29.00
By Alan J. Berkeley

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A Definition of Insider Trading (4 pp) $29.00
By Alan J. Berkeley

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Division of Corporation Finance, June 2008, Filing Review Process (10 pp) $29.00

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Purchase a course materials subscription and get this book and many more for one low price. The above course materials are part of the following Practice Area subscriptions:

Coursebook Subscription - Securities
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