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Conference on Life Insurance Company Products

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Table of Contents

Outline of Recent SEC Enforcement Actions (134 pp) $49.00
By Linda Chatman Thomsen, Esquire

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SEC Investment Company Disclosure Reform: 'Silver Bullet' and 'Hidden Magic' (82 pp) $39.00
By Gary O. Cohen, Esquire

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ACLI Disclosure Initiative for Fixed, Index and Variable Annuities: Constructive Change on the Horizon (80 pp) $39.00
By Carl B. Wilkerson, Esquire

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ERISA Disclosure and Fiduciary Issues for Financial Service Providers: Recent Developments Concerning Fees and Revenue Sharing in Bundled Services Products (52 pp) $39.00
By Christopher M. Grinnell, Esquire

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Revenue Sharing: Regulatory Developments and Litigation (60 pp) $39.00
By Jeffrey S. Puretz, Esquire

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Revenue Sharing: Regulatory Developments and Litigation (30 pp) $29.00
By Stephen M. Saxon, Esquire

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New Guaranteed Retirement Income Products: Securities, Insurance and Tax Issues (46 pp) $29.00
By Brian A. Giantonio, Esquire W. Thomas Conner, Esquire

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The New Generation of Guaranteed Retirement Income Products: Emerging Issues Under the Federal Securities Laws (60 pp) $39.00
By W. Thomas Conner, Esquire

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Federal Income Taxation Affecting Certain Innovative Retirement Income Products (16 pp) $29.00
By Brian A. Giantonio, Esquire

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Practical Considerations Regarding Supervision of Annuity Sales (38 pp) $29.00
By Clifford E. Kirsch, Esquire

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Challenges and Opportunities Presented by SEC Rule 202(a)11-1 (10 pp) $29.00
By Timothy J. Gerend, Esquire

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The Status of Broker-Dealers Engaged in Investment Advisory Functions: Muddy Waters Slowly Clearing (58 pp) $39.00
By Carl B. Wilkerson, Esquire

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Recent Developments in Annuity Enforcement Actions and Litigation (42 pp) $29.00
By Shaunda Patterson-Strachan, Esquire

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Advertising Developments (8 pp) $29.00
By Amy C. Sochard

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A Digest of Reported FINRA Disciplinary Actions Involving Variable Annuities, Variable Life Insurance and Mutual Funds Between July 2006 and June 2007 (46 pp) $29.00
By Carl B. Wilkerson, Esquire

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Federal Tax Developments (12 pp) $29.00
By Joseph F. McKeever, III, Esquire

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ERISA Treatment of Variable Annuities (22 pp) $29.00
By William A. Schmidt, Esquire

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Recent Developments in Litigation Under the Investment Company Act of 1940 (172 pp) $49.00
By Sean M. Murphy, Esqurie

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Cash Sweep Arrangements Under SEC Rules 12d1-1 and 2a-7 (14 pp) $29.00
By Robert E. Plaze, Esquire

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Conflicts of Interest and Compliance Risk Management (6 pp) $29.00
By Jeffrey P. Halperin, Esquire

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Fixed/Non-Registered Products and Variable/Registered Products: Changing Role of Insurer Compliance (8 pp) $29.00
By Linda E. Senker, Esquire

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Insurance Company Anti-Money Laundering Program Requirements and One Company's Examination Experience (6 pp) $29.00
By Margaret Sperry

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Handout: SEC Investment Company Disclosure Reform: 'Silver Bullet' and 'Hidden Magic' (74 pp) $39.00
By Gary O. Cohen, Esquire

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Handout: Proposed Rule on Selection of Annuity Providers for Individual Account Plans (8 pp) $29.00
By Louis J. Campagna, Jr., Esquire

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Handout: Recent Developments in Annuity Enforcement Actions and Litigation (38 pp) $29.00
By Shaunda Patterson-Strachan, Esquire

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Handout: New Guaranteed Retirement Income Products: Securities, Insurance, and Tax Issues (40 pp) $29.00
By Brian A. Giantonio, Esquire W. Thomas Conner, Esquire

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Handout: Supervision of Annuity Sales (14 pp) $29.00
By Clifford E. Kirsch, Esquire John Dosher, Esquire Marc A. Cohn, Esquire Mr. Scott Stolz Thomas M. Selman, Esquire

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Course Materials Subscription

Purchase a course materials subscription and get this book and many more for one low price. The above course materials are part of the following Practice Area subscriptions:

Coursebook Subscription - Civil Litigation
Price: $399.00 Add to Cart

Coursebook Subscription - Insurance
Price: $399.00 Add to Cart

To view a complete list of course materials included in each subscription, click the practice area you are interested in.