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Fundamentals of Securities Law

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Coursebook Papers:

Table of Contents

Overview of Federal Securities Laws (6 pp) $29.00

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Definition of “Security” (16 pp) $29.00

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Relation of Securities Laws To Other Laws (8 pp) $29.00

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Roles and Functions of the Securities and Exchange Commission (10 pp) $29.00

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Structure of the Securities Act of 193315 U.S.C. § 77a et seq. (8 pp) $29.00

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Exemptions From the Securities Act Registration Requirements - - General Considerations (6 pp) $29.00

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Exemptions from the Securities Act Registration Requirements Non-Public Offerings and Regulation D (12 pp) $29.00

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Unregistered Offerings of Corporate Securities Including Regulation D and Regulation A (56 pp) $39.00

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Intrastate Offerings (8 pp) $29.00

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Securities Offerings To Employees, Consultants and Advisors Under Rule 701 (22 pp) $29.00

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Regulation S Offerings (10 pp) $29.00

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Problems Caused by the Integration of Public and Private Offerings (10 pp) $29.00

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Overview - The Underwriters Concept (8 pp) $29.00

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Overview of Rule 144 (8 pp) $29.00
By M. Patricia Oliver

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Overview of Rule 144A (10 pp) $29.00

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Offers, Sales and Resales of Securities under Section 4 (1-1/2) and Rule 144A (8 pp) $29.00
By Robert B. Robbins, Esquire

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Pre-Planning for a Public Offering-Issues and Actions to be Considered Before Making the Commitment (12 pp) $29.00

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Communications During The 'Offering Process' and Securities Offering Reform by SEC (12 pp) $29.00

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Preparation of the Registration Statement (44 pp) $29.00

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Some Background and Simple FAQs about Dutch Auctions and the Google IPO (10 pp) $29.00

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Overview of Regulations S-K and S-B (20 pp) $29.00
By M. Patricia Oliver

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Overview of Management’s Discussion and Analysis of Financial Condition and Results of Operation (14 pp) $29.00
By M. Patricia Oliver

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Management's Discussion and Analysis of Financial Condition and Results of Operations (MD&A) (20 pp) $29.00

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Materiality, Informal Disclosure, Soft Information, and Forward Looking Statements Under Securities Laws (34 pp) $29.00

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Registration under the Securities Exchange Act of 1934 (8 pp) $29.00

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Continuous Reporting Requirements under the Exchange Act of 1934 (8 pp) $29.00

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Some FAQs and Answers About Corporate Disclosure (20 pp) $29.00

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Proxy Solicitation and the Annual Report to Shareholders (14 pp) $29.00
By M. Patricia Oliver

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Overview of Proxy Solicitation (16 pp) $29.00

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Overview of Shareholder Proposals (8 pp) $29.00
By M. Patricia Oliver

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Reporting by Beneficial Owners (10 pp) $29.00

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Overview of Tender Offers (16 pp) $29.00

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Regulation of Online Securities Transactions (24 pp) $29.00

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Insider Trading under Rule 10b-5 (16 pp) $29.00

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The Jurisprudence of Rule 10b-5 (10 pp) $29.00

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Form of Summary Memorandum and Sample Corporate Policy On Insider Trading (20 pp) $29.00

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Notes on Deregistration of Securities under the Securities Exchange Act of 1934 (8 pp) $29.00

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Overview of Section 16 (10 pp) $29.00
By M. Patricia Oliver

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Civil Liabilities to Private Parties under 1934 Act (14 pp) $29.00

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Civil Liabilities to Private Parties under Sections 11 and 12 of the 1933 Act (8 pp) $29.00

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Ethics and Professional Responsibiltiy for Attorneys in Securities Transactions (44 pp) $29.00

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A (Very Brief) Encyclopedia of Securities Fraud (7 pp) $29.00

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Course Materials Subscription

Purchase a course materials subscription and get this book and many more for one low price. The above course materials are part of the following Practice Area subscriptions:

Coursebook Subscription - Securities
Price: $399.00 Add to Cart

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