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Sarbanes-Oxley Institute: Corporate Governance, Financial Disclosure, Auditing, and Other Issues--2003

The Sarbanes-Oxley Act of 2002 has given rise to a record number of SEC rulemakings. The NYSE and NASD have weighed in with their own rule changes, and the Public Company Accounting Oversight Board (PCAOB) is starting to do the same. Corporate governance, financial reporting, compliance, disclosure, and auditing all are affected. These materials examine the status of SEC rulemakings, current litigation matters, SEC enforcement, and other legal developments in the context of the recently enacted Sarbanes-Oxley Act. CJ064

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Coursebook Forms:

Officer Certification of Disclosures in Quarterly and Annual SEC Filings Required by Sarbanes-Oxley Sections 302 and 906 (0 pp) $29.00

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Some Considerations for the Corporate Secretary (0 pp) $29.00

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Coursebook Papers:

Directors’ and Officers’ Liability and Insurance – The Emerging Hot Issues in 2003 (20 pp) $29.00

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The Work of the Public Accounting Oversight Board (51 pp) $29.00

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