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Sarbanes-Oxley Institute: Corporate Governance, Financial Disclosure, Auditing, and Other Issues--2004

The Sarbanes-Oxley Act of 2002 has given rise to a record number of SEC rulemakings. The NYSE and NASD have weighed in with their own rule changes, and the Public Company Accounting Oversight Board (PCAOB) is starting to do the same. Corporate governance, financial reporting, compliance, disclosure, and auditing all are affected. These materials examine the status of SEC rulemakings, current litigation matters, SEC enforcement, and other legal developments in the context of the Sarbanes-Oxley Act. CK017

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Coursebook Forms:

Section 307: Problems of Implementation (with Model Law Firm Policies) (4 pp) $29.00

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Coursebook Papers:

Sarbanes-Oxley: Analysis, Discussion, and Resources (170 pp) $49.00

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Study Materials Regarding SEC Rulemakings (46 pp) $29.00

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The SEC, the Legal Profession, and Professional Responsibility (6 pp) $29.00

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The Work of the Public Company Accounting Oversight Board (60 pp) $39.00

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Lehman Brothers Selected Corporate Governance Materials (38 pp) $29.00

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A Theory of Corporate Scandals (12 pp) $29.00

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SOX Section 404 and Auditing Standard No. 2: The New Disclosure Landscape (12 pp) $29.00

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Recent Developments in Federal Securities Regulation of Corporate Finance (126 pp) $49.00

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The Sarbanes-Oxley Act of 2002: Employment Law Aspects — (22 pp) $29.00

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Sarbanes-Oxley and Criminal Law (8 pp) $29.00

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