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Financial Services Institute 2006

There is little question that the Gramm-Leach-Bliley Act of 1999 changed the ways in which banks, savings institutions, broker-dealers, insurance companies, investment companies, and investment advisers operate and are regulated, and the scope of the powers they can exercise and lines of business in which they can engage. It is also necessary for lawyers in private practice who represent financial services companies, as well as lawyers employed by such companies, to be conversant with anti-money laundering, privacy, data security, the Home Mortgage Disclosure Act (HMDA), and the USA PATRIOT Act in order to counsel their clients' complex activities in this new age. CL015

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Coursebook Papers:

Investigations, Enforcement Actions and Prosecutions: Dealing with their Impact on Transactions (4 pp) $29.00

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Privacy, Data Security and The Fair and Accurate Credit Transactions Act (45 pp) $29.00

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Privacy, Data Security, the Home Mortgage Disclosure Act, and the Fair and Accurate Credit Transactions Act (39 pp) $29.00

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Bank Insurance Provisions of the Gramm-Leach-Bliley Act (20 pp) $29.00

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Financial Holding Companies and Financial Activities Provisions of the Gramm-Leach-Bliley Act (33 pp) $29.00

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New Bank Securities Activities, Mutual Fund, and Common Trust Fund Provisions of the Gramm-Leach-Bliley Act (44 pp) $29.00

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Study Materials for Administrative Enforcement Actions Against Banks (34 pp) $29.00

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Office of the Comptroller of the Currency Letters (21 pp) $29.00

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The Hazards of Enforcing Guidance (7 pp) $29.00

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GAO Report Contributes to the Industrial Loan Company Debate (8 pp) $29.00

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Citigroup to Congress: Never Mind! (Some Reflections on the Gramm-Leach-Bliley Act Prompted by Citigroup’s Exit from Insurance Underwriting (8 pp) $29.00

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The Multi-Agency Proceeding (6 pp) $29.00

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