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Regulation D Offerings and Private Placements--2006

Private placements are the nation’s most pervasive and varied method of capital formation. Entities ranging from small start-ups to the largest international public companies, investment funds, and real estate vehicles regularly use private placements. Regulation D is the principal regulatory basis for these transactions. Lawyers involved in private placements must deal with constantly changing offering structures, such as private placements following deferred IPO offerings, private placements followed by public resales, private placements followed by immediate resales under Rule 144A, and widespread stock options in large private companies. CL075

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Coursebook Forms:

Due Diligence in Private Placements–Checklists (2006) (14 pp) $29.00

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Sample Private Placement Memorandum (43 pp) $29.00

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Coursebook Papers:

Unregistered Offerings of Corporate Securities (56 pp) $39.00

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Roadmap for Undertaking a Private Offering (13 pp) $29.00

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Limitations on the Manner of Offering under Regulation D (27 pp) $29.00

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Questions and Answers about an Issuer’s Ability to Obtain Investors In Private Placements (11 pp) $29.00

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Communications During the “Offering Process” and Securities Offering Reform by the SEC (13 pp) $29.00

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Materiality, Informal Disclosure, Soft Information, and Forward Looking Statements under Securities Laws (33 pp) $29.00

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The Private Placement Process (7 pp) $29.00

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Sample Private Placement Time and Responsibility Schedule (7 pp) $29.00

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Preliminary Due Diligence Request List (7 pp) $29.00

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Sample Subscription Documents for Private Offerings (85 pp) $39.00

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Business Terms and Concepts in Private Placement Transactions (6 pp) $29.00

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Legal Opinions in Regulation D Offerings (23 pp) $29.00

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Integration of Partnership Offerings: A Proposal for Identifying a Discrete Offering (36 pp) $29.00

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Structuring Best Efforts Offerings and Closings under Rule 10b-9 (26 pp) $29.00

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Frequently Asked Questions about the Resale of Restricted Securities (10 pp) $29.00

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Offers, Sales, and Resales of Securities under Rule 144A (8 pp) $29.00

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Securities Offerings to Employees, Consultants, and Advisors under Rule 701 (24 pp) $29.00

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Installment Payments in Public and Private Offerings (7 pp) $29.00

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Private Placements in Mergers and Acquisitions (8 pp) $29.00

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Rescission Offers under Regulation D (6 pp) $29.00

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Private Placements: Civil Liabilities under the Federal Securities Laws (35 pp) $29.00

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NASD Regulation and Federal and State Enforcement and Civil Liability Issues: In the Matter of FilmMates Partners, LLC (Texas State Securities Board (13 pp) $29.00

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Blue Sky Practice – Part I: Doing It Right: Avoiding Liability Arising from State Private Offerings under ULOE and Limited Offering Exemptions (89 pp) $39.00

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Blue Sky Developments – Part II: Small Corporate Offering Registration Form U-7 (47 pp) $29.00

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Regulation D Offerings and the Internet (22 pp) $29.00

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PIPEs Hedging under Scrutiny (22 pp) $29.00

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Real Estate Interests in Securities: TICs/DSTs (6 pp) $29.00

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Report and Recommendations of the Task Force on Private Placement Broker-Dealers (73 pp) $39.00

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Preliminary Recommendations Proposed by the Capital Formation Subcommittee Of the SEC Advisory Committee on Smaller Public Companies (9 pp) $29.00

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Regulation D: Rules Governing the Limited Offer and Sale of Securities Without Registration under the Securities Act of 1933 (12 pp) $29.00

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SEC Release No. 6455: Interpretive Release on Regulation D (March 3, 1983) (22 pp) $29.00

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Form D: Notice of Sale of Securities Pursuant to Regulation D, Section 4(6), and/or Uniform Limited Offering Exemption (12 pp) $29.00

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Final Report of the Advisory Committee on Smaller Public Companies to the U.S. Securities and Exchange Commission (46 pp) $29.00

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