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Sarbanes-Oxley Institute: Corporate Governance, Financial Disclosure, Auditing, and Other Issues--2006

The Sarbanes-Oxley Act of 2002 gave rise to a record number of SEC rulemakings. The NYSE and NASD weighed in with their own rule changes, and the Public Company Accounting Oversight Board (PCAOB) did the same. The Act has been criticized for making American capital markets uncompetitive and driving stock listings overseas. The Act also gave rise to a record number of SEC rulemakings. Corporate governance, financial reporting, compliance, disclosure, and auditing all are affected. Section 404 "control reporting" continues to be controversial and expensive. These materials examine the current status of SEC rulemakings, current litigation matters, SEC enforcement, and other legal developments in the context of the Sarbanes-Oxley Act. CM037

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Table of Contents

Securities Law Disclosure after Sarbanes-Oxley (304 pp) $49.00

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SEC Advisory Committee on Smaller Public Companies (PPT Slides) (82 pp) $39.00

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The 2006 Work of the Public Company Accounting Oversight Board:
Registration, Inspections, Enforcement, and Standard Setting (46 pp) $29.00

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Rules of the Road for a Company Subject to 404 (4 pp) $29.00

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Rules of the Road for a Company that Isn't Subject to 404, Yet (4 pp) $29.00

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Legal Aspects of 302 Certification and 404 Attestation (PPT Slides) (14 pp) $29.00

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Good 'Climate Governance' Begins with Disclosure (4 pp) $29.00

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Terms of Engagement: Grading Utilities on Climate Change (4 pp) $29.00

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Sarbanes-Oxley and Environmental Risk Disclosure:An Evolving Standard? (PPT Slides) (8 pp) $29.00

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Shifting Balance of Power: 2006 U.S. Proxy Season in Review (PPT Slides) (14 pp) $29.00

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Audit Committees (26 pp) $29.00

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Dealing with the Lawyer's Responsibilities under the Sarbanes-Oxley Act of 2002: Ethical Dilemmas and Practical Considerations (198 pp) $49.00

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Internal Investigations (28 pp) $29.00

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Representing Multiple Individuals in Government Investigations (12 pp) $29.00

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The Bubble Has Burst (PPT Slides) (18 pp) $29.00

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