Online CLE | CLE Credits Online | Online CLE Courses | ALI-CLE.org
Online Library

Back to Results Back to Results

Conference on Life Insurance Company Products: Current Securities, Tax, ERISA, and State Regulatory

These materials are for professionals who deal with life insurance and annuity products and their related mutual fund investments, whether as a private practitioner, an in-house corporate counsel, or a compliance officer of an insurance company, broker-dealer, investment adviser, mutual fund organization, or bank. The materials focus on applicable federal and state securities and insurance laws and regulations, as well as related tax and ERISA matters. CM039

Purchase this digital coursebook for: $125.00 Add to Cart

Click here to learn about
Coursebook Subscriptions by Practice Area

Coursebook Papers:

Table of Contents

Disclosure Reform for Variable Products: The Promise of New Technologies (60 pp) $39.00

Preview Document (PDF) Add to Cart


Recent Regulatory Developments Relating To Guarantees and Other Financial Support Agreements and Their Potential Impact on Variable Contract Issuers (24 pp) $29.00

Preview Document (PDF) Add to Cart


Rule 38a-1 Compliance Issues (PPT Slides) (8 pp) $29.00

Preview Document (PDF) Add to Cart


Current NASD Initiatives Affecting Insurance-Affiliated Broker-Dealers: Practical Implications (26 pp) $29.00

Preview Document (PDF) Add to Cart


The Status of Insurance Networking Arrangements After the SEC's Withdrawal of the M Financial Group No-Action Letters (18 pp) $29.00

Preview Document (PDF) Add to Cart


Proposed NASD Rule 2821: Suitability and Supervision in the Sale of Variable Annuity Contracts (24 pp) $29.00

Preview Document (PDF) Add to Cart


Living With Rule 202(a)(11) (PPT Slides) (14 pp) $29.00

Preview Document (PDF) Add to Cart


NAIC Suitability in Annuity Transactions Model Regulation: A Coordinated Approach to Suitability and Supervision in the Sale of Individual Annuity Contracts (28 pp) $29.00

Preview Document (PDF) Add to Cart


The NAIC Annuity Disclosure Model Regulation: Disclosure Standards in Annuity Distribution (24 pp) $29.00

Preview Document (PDF) Add to Cart


NAIC Insurance and Annuities Replacement Model Regulation: A Systemic Approach to Appropriate Sales Practices (52 pp) $39.00

Preview Document (PDF) Add to Cart


A Digest of Reported NASD Disciplinary Actions Involving Variable Annuities, Variable Life Insurance, and Mutual Funds Between July 2005 and June 2006 (62 pp) $39.00

Preview Document (PDF) Add to Cart


Standards Development: Continuous Improvement of Marketplace Practices (PPT Slides) (16 pp) $29.00

Preview Document (PDF) Add to Cart


Principles and Code of Ethical Market Conduct (10 pp) $29.00

Preview Document (PDF) Add to Cart


IMSA Indexed Annuity Standards (4 pp) $29.00

Preview Document (PDF) Add to Cart


Current and Future Trends in Life Insurance and Annuity Products (PPT Slides) (10 pp) $29.00

Preview Document (PDF) Add to Cart


Fixed Indexed Insurance Products: Perspective on Their Status as Insurance or Securities Under the Federal Securities Laws (80 pp) $39.00

Preview Document (PDF) Add to Cart


Index Annuities: Regulatory and Litigation Developments (PPT Slides) (14 pp) $29.00

Preview Document (PDF) Add to Cart


Recent Developments for Mutual Funds and Fund Advisers (78 pp) $39.00

Preview Document (PDF) Add to Cart


Rule 22c-2: Redemption Fees and Intermediary Agreements (28 pp) $29.00

Preview Document (PDF) Add to Cart


Federal Taxes -- What's New (PPT Slides) (16 pp) $29.00

Preview Document (PDF) Add to Cart


ERISA Fiduciary Developments (22 pp) $29.00

Preview Document (PDF) Add to Cart


Course Materials Subscription

Purchase a course materials subscription and get this book and many more for one low price. The above course materials are part of the following Practice Area subscriptions:

Coursebook Subscription - Civil Litigation
Price: $399.00 Add to Cart

Coursebook Subscription - Insurance
Price: $399.00 Add to Cart

To view a complete list of course materials included in each subscription, click the practice area you are interested in.