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We currently have 937 materials in this practice area. Next Next


High Level Product Reviews (6 pp)

by Timothy C. Pfeifer

A paper in the course book from the ALI CLE program, "

Life Insurance Company Products 2017:

Featuring Current SEC, FINRA, Insurance, Tax, and ERISA Regulatory and Compliance Issues" (November 1, 2017)

More Information: High Level Product ReviewsView Coursebook  Preview Preview Paper Add to Cart Buy Paper  $29.00


Variable Insurance Product Trends: Innovating in Response to Regulatory and Market Forces (46 pp)

by Chip Lunde

A paper in the course book from the ALI CLE program, "

Life Insurance Company Products 2017:

Featuring Current SEC, FINRA, Insurance, Tax, and ERISA Regulatory and Compliance Issues" (November 1, 2017)

More Information: Variable Insurance Product Trends: Innovating in Response to Regulatory and Market ForcesView Coursebook  Preview Preview Paper Add to Cart Buy Paper  $29.00


Life Insurance Design & Sales Trends - Slides (6 pp)

by Thomas C. Bilello

A paper in the course book from the ALI CLE program, "

Life Insurance Company Products 2017:

Featuring Current SEC, FINRA, Insurance, Tax, and ERISA Regulatory and Compliance Issues" (November 1, 2017)

More Information: Life Insurance Design & Sales Trends - SlidesView Coursebook  Preview Preview Paper Add to Cart Buy Paper  $29.00


Recent Developments in the Fixed Annuity and Fixed Indexed Annuity Marketplace (24 pp)

by James Nelson

A paper in the course book from the ALI CLE program, "

Life Insurance Company Products 2017:

Featuring Current SEC, FINRA, Insurance, Tax, and ERISA Regulatory and Compliance Issues" (November 1, 2017)

More Information: Recent Developments in the Fixed Annuity and Fixed Indexed Annuity MarketplaceView Coursebook  Preview Preview Paper Add to Cart Buy Paper  $29.00


The U.S. Department of Labor Fiduciary Rule and Related Prohibited Transaction Exemptions (26 pp)

by Thomas Roberts

A paper in the course book from the ALI CLE program, "

Life Insurance Company Products 2017:

Featuring Current SEC, FINRA, Insurance, Tax, and ERISA Regulatory and Compliance Issues" (November 1, 2017)

More Information: The U.S. Department of Labor Fiduciary Rule and Related Prohibited Transaction ExemptionsView Coursebook  Preview Preview Paper Add to Cart Buy Paper  $29.00


ERISA Litigation Developments Relevant to Life Insurance Company Products (4 pp)

by William J. Delany

A paper in the course book from the ALI CLE program, "

Life Insurance Company Products 2017:

Featuring Current SEC, FINRA, Insurance, Tax, and ERISA Regulatory and Compliance Issues" (November 1, 2017)

More Information: ERISA Litigation Developments Relevant to Life Insurance Company ProductsView Coursebook  Preview Preview Paper Add to Cart Buy Paper  $29.00


Optimizing Your SEC and FINRA Compliance Examination Experience (50 pp)

by John H. Walsh, Esquire

A paper in the course book from the ALI CLE program, "

Life Insurance Company Products 2017:

Featuring Current SEC, FINRA, Insurance, Tax, and ERISA Regulatory and Compliance Issues" (November 1, 2017)

More Information: Optimizing Your SEC and FINRA Compliance Examination ExperienceView Coursebook  Preview Preview Paper Add to Cart Buy Paper  $29.00


Summary VA Prospectus Initiative - Slides (10 pp)

by William J. Evers

A paper in the course book from the ALI CLE program, "

Life Insurance Company Products 2017:

Featuring Current SEC, FINRA, Insurance, Tax, and ERISA Regulatory and Compliance Issues" (November 1, 2017)

More Information: Summary VA Prospectus Initiative - SlidesView Coursebook  Preview Preview Paper Add to Cart Buy Paper  $29.00


A Touch of Class: Mutual Fund Share Class Developments (42 pp)

by Jeffrey S. Puretz, Esquire

A paper in the course book from the ALI CLE program, "

Life Insurance Company Products 2017:

Featuring Current SEC, FINRA, Insurance, Tax, and ERISA Regulatory and Compliance Issues" (November 1, 2017)

More Information: A Touch of Class: Mutual Fund Share Class DevelopmentsView Coursebook  Preview Preview Paper Add to Cart Buy Paper  $29.00


FINRA Regulatory Developments Affecting Variable Life Insurance Products and Recent Enforcement Actions (12 pp)

by Stephanie Nicolas

A paper in the course book from the ALI CLE program, "

Life Insurance Company Products 2017:

Featuring Current SEC, FINRA, Insurance, Tax, and ERISA Regulatory and Compliance Issues" (November 1, 2017)

More Information: FINRA Regulatory Developments Affecting Variable Life Insurance Products and Recent Enforcement ActionsView Coursebook  Preview Preview Paper Add to Cart Buy Paper  $29.00


Overview of Advertising Compliance and Social Media - Slides (12 pp)

by Pramit Das

A paper in the course book from the ALI CLE program, "

Life Insurance Company Products 2017:

Featuring Current SEC, FINRA, Insurance, Tax, and ERISA Regulatory and Compliance Issues" (November 1, 2017)

More Information: Overview of Advertising Compliance and Social Media - SlidesView Coursebook  Preview Preview Paper Add to Cart Buy Paper  $29.00


Current SEC and FINRA Enforcement Priorities and Actions Affecting Insurance Products and Mutual Funds (20 pp)

by Stephen G. Topetzes

A paper in the course book from the ALI CLE program, "

Life Insurance Company Products 2017:

Featuring Current SEC, FINRA, Insurance, Tax, and ERISA Regulatory and Compliance Issues" (November 1, 2017)

More Information: Current SEC and FINRA Enforcement Priorities and Actions Affecting Insurance Products and Mutual FundsView Coursebook  Preview Preview Paper Add to Cart Buy Paper  $29.00


Federal Legislative Update for Life Insurers - Slides (14 pp)

by David M. Leifer

A paper in the course book from the ALI CLE program, "

Life Insurance Company Products 2017:

Featuring Current SEC, FINRA, Insurance, Tax, and ERISA Regulatory and Compliance Issues" (November 1, 2017)

More Information: Federal  Legislative Update for Life Insurers - SlidesView Coursebook  Preview Preview Paper Add to Cart Buy Paper  $29.00


Regulation of Variable Products Under the Federal Securities Laws (26 pp)

by Richard T. Choi Stephen E. Roth

A paper in the course book from the ALI CLE program, "

Life Insurance Company Products 2017:

Featuring Current SEC, FINRA, Insurance, Tax, and ERISA Regulatory and Compliance Issues" (November 1, 2017)

More Information: Regulation of Variable Products Under the Federal Securities LawsView Coursebook  Preview Preview Paper Add to Cart Buy Paper  $29.00


The Emerging World and Regulatory Framework of Registered Index-Linked Insurance Contracts (12 pp)

by Dodie C. Kent, Esquire

A paper in the course book from the ALI CLE program, "

Life Insurance Company Products 2017:

Featuring Current SEC, FINRA, Insurance, Tax, and ERISA Regulatory and Compliance Issues" (November 1, 2017)

More Information: The Emerging World and Regulatory Framework of Registered Index-Linked Insurance ContractsView Coursebook  Preview Preview Paper Add to Cart Buy Paper  $29.00


SEC Release Adopting Rule 6c-8 (12 pp)

by Chip Lunde

A paper in the course book from the ALI CLE program, "

Life Insurance Company Products 2017:

Featuring Current SEC, FINRA, Insurance, Tax, and ERISA Regulatory and Compliance Issues" (November 1, 2017)

More Information: SEC Release Adopting Rule 6c-8View Coursebook  Preview Preview Paper Add to Cart Buy Paper  $29.00


Update on the SEC's Evaluation of Best Interest Standards of Care for Broker-Dealers and Investment Advisers (10 pp)

by Carl B. Wilkerson

A paper in the course book from the ALI CLE program, "

Life Insurance Company Products 2017:

Featuring Current SEC, FINRA, Insurance, Tax, and ERISA Regulatory and Compliance Issues" (November 1, 2017)

More Information: Update on the SEC's Evaluation of Best Interest Standards of Care for Broker-Dealers and Investment AdvisersView Coursebook  Preview Preview Paper Add to Cart Buy Paper  $29.00


Current Federal Legislative and Income Tax Developments (28 pp)

by Alexis A. MacIvor Bryan W. Keene David M. Leifer Stephen B. Tackney

A paper in the course book from the ALI CLE program, "

Life Insurance Company Products 2017:

Featuring Current SEC, FINRA, Insurance, Tax, and ERISA Regulatory and Compliance Issues" (November 1, 2017)

More Information: Current Federal Legislative and Income Tax DevelopmentsView Coursebook  Preview Preview Paper Add to Cart Buy Paper  $29.00


The Emerging World and Regulatory Framework of Registered Index-Linked Insurance Contracts (60 pp)

by Dodie C. Kent, Esquire

A paper in the course book from the ALI CLE program, "

Life Insurance Company Products 2017:

Featuring Current SEC, FINRA, Insurance, Tax, and ERISA Regulatory and Compliance Issues" (November 1, 2017)

More Information: The Emerging World and Regulatory Framework of Registered Index-Linked Insurance ContractsView Coursebook  Preview Preview Paper Add to Cart Buy Paper  $39.00


'SEC Wish List' of Life Insurance Companies Under the Trump Administration (84 pp)

by Gary O. Cohen

A paper in the course book from the ALI CLE program, "

Life Insurance Company Products 2017:

Featuring Current SEC, FINRA, Insurance, Tax, and ERISA Regulatory and Compliance Issues" (November 1, 2017)

More Information: 'SEC Wish List' of Life Insurance Companies Under the Trump AdministrationView Coursebook  Preview Preview Paper Add to Cart Buy Paper  $39.00



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