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29 records returned

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Regulation D Offerings and Private Placements CY012

March 16-18, 2017
Scottsdale, AZ

Online Materials DVD MP3 CDROM

 
 
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+ DVD $ 1,199
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SEC in 2017 - What's Next? SEC Veterans Weigh In TSYP01

March 9, 2017

Online Course Online Materials MP3 Download

 
   
 

Life Insurance Company Products 2016:
Featuring Current SEC FINRA, Insurance, Tax, and ERISA Regulatory and Compliance Issues
CY001

November 2-4, 2016
Washington, DC

Online Course Hard Copy Materials Online Materials DVD MP3 CDROM MP3 Download

 
   
 

Accountants' Liability 2016: Emerging Challenges Facing the Profession CY008

September 22-23, 2016
Washington, DC

Online Course Online Materials DVD MP3 CDROM MP3 Download

 
   
 

Retirement Plan Products and Services: Collective Investment Trusts, Mutual Funds, and Beyond CX030

May 13, 2016
New York, NY

Online Course Hard Copy Materials Online Materials DVD MP3 CDROM MP3 Download

 
   
 

Securities and Shareholders Litigation: Cutting-Edge Developments, Planning, and Strategy CX023

March 31, 2016
New York, NY

Online Course Hard Copy Materials Online Materials DVD MP3 CDROM MP3 Download

 
   
 

Regulation D Offerings and Private Placements...Plus New Options for Exempt Offerings CX019

March 10-12, 2016
Scottsdale, AZ

Online Course Hard Copy Materials Online Materials DVD MP3 CDROM MP3 Download

 
   
 

Mutual Funds Today: Current Issues and Regulatory Developments in Investment Management CX017

October 5-6, 2015
Washington, DC

Online Course Hard Copy Materials Online Materials DVD MP3 CDROM MP3 Download

 
   
 

Impact of the Proposed DOL Fiduciary Rules on IRAs TSXA05

September 28, 2015

Online Course Online Materials MP3 Download

 
   
 

Sizing Up the SEC's 'Pay-for-Performance' Proposals TSXY01

July 9, 2015

Online Course Online Materials MP3 Download

 
   
 

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